ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
166
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove International cooperation filter International cooperation
- (-) Remove Securitisation filter Securitisation
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Brexit filter Brexit
- Post Trading (120) Apply Post Trading filter
- Corporate Information (96) Apply Corporate Information filter
- CESR Archive (94) Apply CESR Archive filter
- MiFID - Secondary Markets (94) Apply MiFID - Secondary Markets filter
- Joint Committee (78) Apply Joint Committee filter
- Fund Management (65) Apply Fund Management filter
- Board of Supervisors (60) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (49) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- CCP Directorate (47) Apply CCP Directorate filter
- Credit Rating Agencies (47) Apply Credit Rating Agencies filter
- Planning reporting budget (47) Apply Planning reporting budget filter
- Securities and Markets Stakeholder Group (46) Apply Securities and Markets Stakeholder Group filter
- Management Board (43) Apply Management Board filter
- Corporate Disclosure (42) Apply Corporate Disclosure filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Innovation and Products (31) Apply Innovation and Products filter
- Supervisory convergence (29) Apply Supervisory convergence filter
- Sustainable finance (28) Apply Sustainable finance filter
- Benchmarks (21) Apply Benchmarks filter
- Market Abuse (20) Apply Market Abuse filter
- Trading (18) Apply Trading filter
- Market Integrity (17) Apply Market Integrity filter
- Procurement (17) Apply Procurement filter
- Corporate Finance (16) Apply Corporate Finance filter
- Trade Repositories (16) Apply Trade Repositories filter
- Prospectus (15) Apply Prospectus filter
- Short Selling (14) Apply Short Selling filter
- IFRS Supervisory Convergence (13) Apply IFRS Supervisory Convergence filter
- Careers (12) Apply Careers filter
- Transparency (12) Apply Transparency filter
- ESMA newsletter (11) Apply ESMA newsletter filter
- Guidelines and Technical standards (11) Apply Guidelines and Technical standards filter
- Market data (7) Apply Market data filter
- Press Releases (6) Apply Press Releases filter
- Corporate Governance (4) Apply Corporate Governance filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Crowdfunding (3) Apply Crowdfunding filter
- Speeches (3) Apply Speeches filter
- COVID-19 (2) Apply COVID-19 filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Advice filter Technical Advice
- Guidelines & Recommendations (82) Apply Guidelines & Recommendations filter
- Opinion (66) Apply Opinion filter
- Press Release (60) Apply Press Release filter
- Statement (56) Apply Statement filter
- Consultation Paper (42) Apply Consultation Paper filter
- Final Report (34) Apply Final Report filter
- Investor Warning (27) Apply Investor Warning filter
- Speech (27) Apply Speech filter
- Letter (19) Apply Letter filter
- Report (14) Apply Report filter
- Compliance table (10) Apply Compliance table filter
- Annual Report (3) Apply Annual Report filter
- Decision (3) Apply Decision filter
- SMSG Advice (3) Apply SMSG Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
MiFID - Investor Protection X International cooperation X European Single Electronic Format X Securitisation X Securities Financing Transactions X Brexit X Q&A X Technical Advice X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 19/07/2012 | MOU SFC ESMA | MOU on the supervision of CRAs- ESMA and SFC Hong Kong | Credit Rating Agencies, International cooperation | Reference | PDF 497.63 KB |
||||
| 19/07/2012 | MOU SEC ESMA | MOU on the supervision of CRAs- ESMA and SEC | Credit Rating Agencies, International cooperation | Reference | PDF 306.87 KB |
||||
| 30/06/2016 | MOU FSB ESMA | MoU on the supervision of CRAs- ESMA and FSB South Africa | Credit Rating Agencies, International cooperation | Reference | PDF 504.28 KB |
||||
| 18/02/2013 | MOU ESMA/DFSA | MOU on the supervision of CRAs- ESMA and Dubai FSA | Credit Rating Agencies, International cooperation | Reference | PDF 181.09 KB |
||||
| 20/07/2017 | MoU ESMA SEBI | Previous MoU on CCPs between ESMA and SEBI | International cooperation, Post Trading | Reference | PDF 714.53 KB |
||||
| 05/03/2015 | MOU ESMA RBA | MoU between ESMA and RBA regarding trade repositories | International cooperation | Reference | PDF 134.04 KB |
The European Securities and Markets Authority (ESMA) and the Reserve Bank of Australia (RBA) have concluded a Memorandum of Understanding (MoU) that will allow RBA to have access to data held in European Trade repositories according to its mandate. The MoU is effective as of 18 February 2015.The ESMA-RBA MoU is the second cooperation arrangement established under Article 76 of the European Market Infrastructure Regulation (EMIR). This provision aims at ensuring that third-country authorities that do not have any trade repository in their jurisdiction may access the information on derivatives contracts held in European trade repositories which is relevant for their mandates. The MoU ensures that guarantees of professional secrecy exist. The first MoU of this kind was concluded in November 2014 between ESMA and the Australian Securities & Investments Commission (ASIC). | |||
| 19/07/2012 | MOU CNV ESMA | MOU on the supervision of CRAs- ESMA and CNV Argentina | Credit Rating Agencies, International cooperation | Reference | PDF 169.13 KB |
||||
| 19/07/2012 | MOU Canada ESMA | MOU on the supervision of CRAs- ESMA and Canadian authorities | Credit Rating Agencies, International cooperation | Reference | PDF 139.68 KB |
||||
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
||||
| 31/01/2022 | JC 2022 03 | Joint ESAs thematic repository of national financial education initiatives on digitalisation | Joint Committee, MiFID - Investor Protection | Reference | PDF 4.99 MB |
Joint ESAs thematic repository of national financial education initiatives on digitalisation - with a specific focus on cybersecurity, scams and fraud |
|||
| 04/01/2022 | JC 2021 58 | Mandate of the European Supervisory Authorities’ Joint Committee Securitisation Committee (JCSC) | Joint Committee, Securitisation | Reference | PDF 73.63 KB |
||||
| 04/01/2022 | JC 2021 56 | Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee | Innovation and Products, Joint Committee, MiFID - Investor Protection | Reference | PDF 91.78 KB |
||||
| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
||||
| 23/05/2018 | JC 2018 14 reply form | Reply form- Consultation Paper Securitisation/Emir clearing obligation | Post Trading, Securitisation | Reference | DOCX 764.86 KB |
||||
| 04/01/2021 | EU-UKFCA MoU | EU-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 219.12 KB |
||||
| 09/03/2022 | ESMA90-1-163 | Multilateral Memorandum of Understanding on Cooperation for Information Sharing Regarding Participants in a Clearing or Settlement System | Brexit, International cooperation | Reference | PDF 630.61 KB |
||||
| 02/05/2022 | ESMA82-402-859 | Response form for the Joint Consultation Paper concerning sustainable disclosures for STS securitisations | Securitisation | Reference | DOCX 504.18 KB |
||||
| 27/05/2021 | esma82-402-514 | Response_form_CP_STS_RTS_ITS_SECR | Securitisation | Reference | DOCX 770.72 KB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 06/01/2020 | ESMA74-362-388 | LEI statement SFTR | Securities Financing Transactions | Reference | PDF 105.88 KB |