ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
30
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Securitisation filter Securitisation
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Risk Analysis & Economics - Markets Infrastructure Investors (47) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (33) Apply Post Trading filter
- Supervisory convergence (28) Apply Supervisory convergence filter
- Fund Management (26) Apply Fund Management filter
- IFRS Supervisory Convergence (22) Apply IFRS Supervisory Convergence filter
- Joint Committee (20) Apply Joint Committee filter
- Corporate Disclosure (19) Apply Corporate Disclosure filter
- Innovation and Products (14) Apply Innovation and Products filter
- MiFID - Secondary Markets (14) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (11) Apply Credit Rating Agencies filter
- Corporate Information (10) Apply Corporate Information filter
- Prospectus (9) Apply Prospectus filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Sustainable finance (9) Apply Sustainable finance filter
- Market Abuse (8) Apply Market Abuse filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- CESR Archive (7) Apply CESR Archive filter
- Market data (7) Apply Market data filter
- Benchmarks (6) Apply Benchmarks filter
- Trade Repositories (6) Apply Trade Repositories filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- CCP Directorate (5) Apply CCP Directorate filter
- Corporate Finance (4) Apply Corporate Finance filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- Brexit (2) Apply Brexit filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- Management Board (2) Apply Management Board filter
- Short Selling (2) Apply Short Selling filter
- Transparency (2) Apply Transparency filter
- Crowdfunding (1) Apply Crowdfunding filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (568) Apply Guidelines & Recommendations filter
- Reference (174) Apply Reference filter
- Opinion (94) Apply Opinion filter
- Press Release (55) Apply Press Release filter
- Consultation Paper (52) Apply Consultation Paper filter
- Final Report (47) Apply Final Report filter
- Compliance table (41) Apply Compliance table filter
- Statement (39) Apply Statement filter
- Investor Warning (27) Apply Investor Warning filter
- Speech (24) Apply Speech filter
- Letter (22) Apply Letter filter
- Decision (9) Apply Decision filter
- Technical Advice (6) Apply Technical Advice filter
- Annual Report (4) Apply Annual Report filter
- SMSG Advice (3) Apply SMSG Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
MiFID - Investor Protection X International cooperation X European Single Electronic Format X Securitisation X Securities Financing Transactions X Guidelines and Technical standards X Market Integrity X Q&A X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/05/2021 | JC 2021 31 | JC Report on the implementation and functioning of the Securitisation Regulation | Joint Committee, Securitisation | Report | PDF 1.03 MB |
||||
| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 18/01/2022 | ESMA70-156-4859 | Report on the application of accepted market practices_2021 | Market Integrity | Report | PDF 1.63 MB |
||||
| 13/12/2019 | ESMA70-156-1823 | ESMA 2019 report on the application of AMPs | Market Abuse, Market Integrity | Report | PDF 1.4 MB |
||||
| 02/07/2019 | ESMA70-154-1193 | Preliminary findings on multiple withholding tax reclaim schemes | Market Integrity | Report | PDF 611.48 KB |
||||
| 16/01/2019 | ESMA70-145-1184 | Report Application Accepted Market Practices | Market Abuse, Market Integrity | Report | PDF 1.68 MB |
||||
| 06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 01/06/2018 | ESMA50-162-215 | Product Intervention Analysis CFDs | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.26 MB |
||||
| 01/06/2018 | ESMA50-162-214 | Product Intervention Analysis Binary Options | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 776.15 KB |
||||
| 11/01/2017 | ESMA42-1643088512-2962 | ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution | MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence | Report | PDF 774.17 KB |
||||
| 03/11/2020 | ESMA42-111-5349 | Fast Track Peer Review Report- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 1.33 MB |
||||
| 24/07/2018 | ESMA42-111-4653 | Follow-up Report to the Peer Review on MiFID Suitability Requirements | MiFID - Investor Protection | Report | PDF 435.05 KB |
||||
| 15/07/2020 | ESMA42-111-4128 | PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION- Country report DE | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 285.02 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 19/07/2021 | ESMA35-43-2751 | Sanctions and measures imposed under MiFID II in 2020 | MiFID - Investor Protection | Report | PDF 383.39 KB |
||||
| 27/01/2021 | ESMA35-43-2507 | Report to the EU institutions Article 52 MiFIR | MiFID - Investor Protection | Report | PDF 354.1 KB |
||||
| 13/07/2020 | ESMA35-43-2427 | Sanctions and measures imposed under MiFID II in 2019 | MiFID - Investor Protection | Report | PDF 563.38 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |