ESMA LIBRARY
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MiFID - Investor Protection X International cooperation X European Single Electronic Format X Securitisation X Securities Financing Transactions X Market Abuse X Corporate Information X Q&A X Speech X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/05/2021 | JC 2021 31 | JC Report on the implementation and functioning of the Securitisation Regulation | Joint Committee, Securitisation | Report | PDF 1.03 MB |
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| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
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| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
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| 19/06/2019 | ESMA74-362-27 | Keynote by ESMA Chair at Eurofiling – European Central Bank conference | European Single Electronic Format | Speech | PDF 250.93 KB |
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| 08/10/2021 | ESMA74-362-2159 | ESMA as a data driven regulator and supervisor- AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | PDF 167.18 KB |
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| 21/03/2018 | ESMA71-99-964 | CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 329.97 KB |
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| 21/10/2020 | ESMA71-99-1421 | Retail investors and asset management are the pillars of a successful Capital Markets Union | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 170.21 KB |
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| 03/04/2019 | ESMA71-319-93 | Steven Maijoor Keynote speech- BETTER FINANCE 10th Anniversary 2019 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors, Speeches | Speech | PDF 165.49 KB |
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| 19/11/2019 | ESMA71-319-154 | Banking and the MiFID II review | MiFID - Investor Protection, MiFID - Secondary Markets, Speeches | Speech | PDF 135.75 KB |
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| 10/10/2019 | ESMA71-319-144 | Building the EU Capital Markets Union while fostering global financial markets- EU-Asia Financial Dialogue/ASIFMA Conference | International cooperation, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 135.51 KB |
EU-Asia Financial Dialogue/ASIFMA Conference, Tokyo 10 October |
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| 04/06/2019 | ESMA71-319-120 | FESE Dinner Address | Brexit, International cooperation, MiFID - Secondary Markets, Post Trading, Speeches | Speech | PDF 117.98 KB |
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| 22/12/2020 | ESMA70-156-3782 | ESMA report on application of AMP 2020 | Market Abuse | Report | PDF 1.38 MB |
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| 21/12/2020 | ESMA70-156-3537 | Annual Report on MAR administrative and criminal sanctions 2020 | Market Abuse | Report | PDF 291.51 KB |
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| 12/12/2019 | ESMA70-156-2005 | MAR Article 33 Report on Sanctions | Market Abuse | Report | PDF 352.9 KB |
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| 13/12/2019 | ESMA70-156-1823 | ESMA 2019 report on the application of AMPs | Market Abuse, Market Integrity | Report | PDF 1.4 MB |
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| 25/02/2021 | ESMA70-155-11890 | Statement CumEx CumCum scandal- Fabrizio Planta | Market Abuse, Market Integrity, Speeches, Trading | Speech | PDF 132.57 KB |
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| 16/01/2019 | ESMA70-145-1184 | Report Application Accepted Market Practices | Market Abuse, Market Integrity | Report | PDF 1.68 MB |
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| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 01/06/2018 | ESMA50-162-215 | Product Intervention Analysis CFDs | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.26 MB |
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| 01/06/2018 | ESMA50-162-214 | Product Intervention Analysis Binary Options | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 776.15 KB |