ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/10/2013 2013/606 DA Aflønningspolitik og-praksis (MiFID) , Guidelines & Recommendations PDF
357.25 KB
01/10/2013 2013/606 LT Atlyginimų nustatymo politika ir praktika (FPRD) , Guidelines & Recommendations PDF
268.28 KB
01/10/2013 2013/606 LV Atlīdzības politika un prakse (FITD) , Guidelines & Recommendations PDF
339.96 KB
01/10/2013 2013/606 NL Beloningsbeleid en beloningspraktijken (MiFID) , Guidelines & Recommendations PDF
319.71 KB
28/09/2012 2012/388 ES Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID , Guidelines & Recommendations PDF
359.25 KB
21/08/2012 2012/387 ES Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID , Guidelines & Recommendations PDF
347.12 KB
01/10/2013 2013/606 SV Ersättningspolicy och ersättningspraxis (MiFID-direktivet) , Guidelines & Recommendations PDF
248.72 KB
04/02/2020 ESMA35-43-2134 ESMA’s Technical Advice to the Commission on the effects of product intervention measures Technical Advice PDF
425.6 KB
08/03/2010 10-222 FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members Q&A PDF
327.78 KB
04/06/2010 10-521 FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members Q&A PDF
206.24 KB
26/09/2017 ESMA71-99-598 Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders , , Guidelines & Recommendations PDF
1.48 MB
30/06/2015 2015/1006 Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities Technical Standards PDF
357.16 KB
21/08/2012 2012/387 ET Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised , Guidelines & Recommendations PDF
328.4 KB
28/09/2012 2012/388 LT Gairės dėl tam tikrų FPRD atitikties užtikrinimo funkcijai nustatytų reikalavimų aspektų , Guidelines & Recommendations PDF
372.16 KB
21/08/2012 2012/387 LT Gairės dėl tam tikrų MiFID tinkamumo (suitability) reikalavimų aspektų , Guidelines & Recommendations PDF
358.46 KB
14/12/2021 ESMA74-362-2176 Guidelines on calculation of positions in SFTs by Trade Repositories , , Guidelines & Recommendations PDF
272.07 KB
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06/07/2012 2012/388 Guidelines on certain aspects of the MiFID compliance function requirements Guidelines & Recommendations PDF
442.44 KB
06/07/2012 2012/388 EN Guidelines on certain aspects of the MiFID compliance function requirements Guidelines & Recommendations PDF
305.13 KB
12/04/2022 ESMA35-43-3006 Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements , Guidelines & Recommendations PDF
303.97 KB
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06/04/2021 ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements , Guidelines & Recommendations PDF
258.09 KB
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