ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
121
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X Risk Analysis & Economics - Markets Infrastructure Investors X Benchmarks X Board of Supervisors X Market Abuse X Post Trading X Vacancy X Annual Report X SMSG Advice X Compliance table X Statement X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
30/11/2022 ESMA50-164-6905 Opening statement at the ECON hearing on FTX , Statement PDF
132.73 KB
26/10/2022 ESMA22-106-4247 SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements , , SMSG Advice PDF
232.86 KB
24/10/2022 ESMA24-436-1425 Verena Ross Opening Statement- 2022 ECON Annual Hearing, 24 October 2022 , , , , , , , Statement PDF
619.63 KB
13/10/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
149.47 KB
27/09/2022 ESMA35-43-3328 Public statement on the impact of inflation in the context of investment services to retail clients Statement PDF
132.05 KB
20/07/2022 ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements , Compliance table PDF
322.1 KB
19/07/2022 ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders , Compliance table PDF
320.25 KB
12/07/2022 ESMA74-362-2566 Third updated LEI statement SFTR , , Statement PDF
130.43 KB
08/07/2022 ESMA35-43-3137 ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements , Statement PDF
97.86 KB
16/06/2022 ESMA70-451-500 Statement on the Implementation of the clearing obligation for pension scheme arrangements Statement PDF
73.53 KB
15/06/2022 ESMA22-439-962 2021 Annual Report , , , Annual Report PDF
10.64 MB
10/06/2022 ESA_2022_20_ EMIR_RTS_amendments_Intragroup_contracts_Statement 2022 Statement PDF
26.48 KB
07/06/2022 ESMA81-393-477 Compliance table on Guidelines on methodology oversight function and record keeping requirements , Compliance table PDF
195.01 KB
04/05/2022 ESMA22-106-4032 SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements , SMSG Advice PDF
274.55 KB
25/03/2022 ESMA91-398-4843 ESMA Public Statement UK CCPs March 2022 , , Statement PDF
108.48 KB
14/03/2022 ESMA71-99-1864 ESMA Statement on Ukraine , , , , , , , , , , , , Statement PDF
93.35 KB
01/02/2022 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) , Compliance table PDF
161.56 KB
01/02/2022 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
159.78 KB
04/01/2022 ESMA22-106-3800 SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection , SMSG Advice PDF
374.84 KB
17/12/2021 ESMA70-156-5153 Public Statement on Buy-in Statement PDF
82.2 KB

Pages