ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
67
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- CESR Archive (200) Apply CESR Archive filter
- Securities and Markets Stakeholder Group (90) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (79) Apply Corporate Information filter
- Post Trading (56) Apply Post Trading filter
- Fund Management (41) Apply Fund Management filter
- MiFID - Secondary Markets (37) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (35) Apply Credit Rating Agencies filter
- Joint Committee (30) Apply Joint Committee filter
- CCP Directorate (22) Apply CCP Directorate filter
- Corporate Disclosure (15) Apply Corporate Disclosure filter
- Prospectus (12) Apply Prospectus filter
- Market Integrity (9) Apply Market Integrity filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Securitisation (9) Apply Securitisation filter
- Trading (9) Apply Trading filter
- Short Selling (7) Apply Short Selling filter
- Sustainable finance (6) Apply Sustainable finance filter
- Innovation and Products (5) Apply Innovation and Products filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Trade Repositories (5) Apply Trade Repositories filter
- Management Board (4) Apply Management Board filter
- Market data (4) Apply Market data filter
- Transparency (4) Apply Transparency filter
- Corporate Finance (3) Apply Corporate Finance filter
- Corporate Governance (3) Apply Corporate Governance filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Vacancies (2) Apply Vacancies filter
- COVID-19 (1) Apply COVID-19 filter
- Crowdfunding (1) Apply Crowdfunding filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Annual Report filter Annual Report
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (196) Apply Reference filter
- Press Release (109) Apply Press Release filter
- Guidelines & Recommendations (87) Apply Guidelines & Recommendations filter
- Summary of Conclusions (87) Apply Summary of Conclusions filter
- Final Report (78) Apply Final Report filter
- Opinion (72) Apply Opinion filter
- Report (72) Apply Report filter
- Statement (50) Apply Statement filter
- Speech (32) Apply Speech filter
- Investor Warning (27) Apply Investor Warning filter
- Letter (22) Apply Letter filter
- Decision (19) Apply Decision filter
- Compliance table (17) Apply Compliance table filter
- Q&A (7) Apply Q&A filter
- Technical Advice (5) Apply Technical Advice filter
- Technical Standards (2) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
Your filters
MiFID - Investor Protection X Risk Analysis & Economics - Markets Infrastructure Investors X Benchmarks X Board of Supervisors X Market Abuse X Vacancy X Annual Report X SMSG Advice X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/07/2022 | ESMA81-393-494 | CP on Review of the RTS on the form and content of an application for recognition under the Benchmarks Regulation | Benchmarks | Consultation Paper | PDF 541.62 KB |
||||
| 08/07/2022 | ESMA35-43-3114 | CP on Review of the Guidelines on MiFID II product governance requirements | MiFID - Investor Protection | Consultation Paper | PDF 718.74 KB |
||||
| 15/06/2022 | ESMA22-439-962 | 2021 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 10.64 MB |
||||
| 04/05/2022 | ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.55 KB |
||||
| 28/01/2022 | ESMA70-156-4978 | Consultation Paper on the Opinion on Trading Venue perimeter | MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Consultation Paper | PDF 565.29 KB |
||||
| 27/01/2022 | ESMA35-43-2998 | Draft Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection | Consultation Paper | PDF 527.96 KB |
||||
| 04/01/2022 | ESMA22-106-3800 | SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 374.84 KB |
||||
| 23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
||||
| 18/11/2021 | ESMA35-36-2418 | Draft Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under IFD | MiFID - Investor Protection | Consultation Paper | PDF 1.35 MB |
||||
| 01/10/2021 | ESMA35-43-2827 | Call for evidence on retail investor protection aspects | MiFID - Investor Protection | Consultation Paper | PDF 357.05 KB |
||||
| 24/09/2021 | ESMA35-43-2836 | Consultation on Review of the MiFID II framework on best execution reports | MiFID - Investor Protection | Consultation Paper | PDF 452.96 KB |
||||
| 19/07/2021 | ESMA35-36-2324 | CP on Guidelines on certain aspects of the MiFID II remuneration requirements | MiFID - Investor Protection | Consultation Paper | PDF 624.54 KB |
||||
| 15/07/2021 | ESMA70-156-3934 | Consultation Paper on MAR GLs on delay in the disclosure of inside information and interactions with prudential supervision | Market Abuse | Consultation Paper | PDF 530.81 KB |
||||
| 16/06/2021 | ESMA20-95-1381 | 2020 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 4 MB |
||||
| 25/02/2021 | ESMA80-187-807 | Consultation Paper- Guidelines on use of alternative methodology | Benchmarks | Consultation Paper | PDF 263.42 KB |
||||
| 29/01/2021 | ESMA35-36-2159 | CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements | MiFID - Investor Protection | Consultation Paper | PDF 454.65 KB |
||||
| 23/12/2020 | ESMA43-370-272 | CP on Procedural rules for penalties imposed on Benchmark Administrators | Benchmarks | Consultation Paper | PDF 370.26 KB |
||||
| 25/09/2020 | ESMA80-187-623 | Consultation Paper on BMR Advice Fees | Benchmarks | Consultation Paper | PDF 479.77 KB |
||||
| 24/09/2020 | ESMA74-362-773 | CP on MiFID II MiFIR review report | Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading | Consultation Paper | PDF 688.1 KB |
||||
| 31/07/2020 | ESMA35-43-2464 TC | Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | MiFID - Investor Protection | Consultation Paper | PDF 744.01 KB |