ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
47
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- Speeches (142) Apply Speeches filter
- CESR Archive (33) Apply CESR Archive filter
- MiFID - Secondary Markets (21) Apply MiFID - Secondary Markets filter
- Post Trading (17) Apply Post Trading filter
- Innovation and Products (16) Apply Innovation and Products filter
- Supervisory convergence (14) Apply Supervisory convergence filter
- Corporate Information (12) Apply Corporate Information filter
- Benchmarks (8) Apply Benchmarks filter
- Corporate Disclosure (8) Apply Corporate Disclosure filter
- Brexit (7) Apply Brexit filter
- Market Integrity (5) Apply Market Integrity filter
- Short Selling (4) Apply Short Selling filter
- Board of Supervisors (3) Apply Board of Supervisors filter
- COVID-19 (3) Apply COVID-19 filter
- Credit Rating Agencies (3) Apply Credit Rating Agencies filter
- Joint Committee (3) Apply Joint Committee filter
- Securitisation (3) Apply Securitisation filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- Prospectus (2) Apply Prospectus filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Sustainable finance (2) Apply Sustainable finance filter
- Trade Repositories (2) Apply Trade Repositories filter
- Transparency (2) Apply Transparency filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (184) Apply Guidelines & Recommendations filter
- Reference (159) Apply Reference filter
- Press Release (96) Apply Press Release filter
- Final Report (82) Apply Final Report filter
- Consultation Paper (77) Apply Consultation Paper filter
- Opinion (73) Apply Opinion filter
- Report (58) Apply Report filter
- Letter (37) Apply Letter filter
- Statement (35) Apply Statement filter
- Investor Warning (26) Apply Investor Warning filter
- Compliance table (22) Apply Compliance table filter
- Technical Advice (10) Apply Technical Advice filter
- Technical Standards (6) Apply Technical Standards filter
- Annual Report (3) Apply Annual Report filter
- Decision (3) Apply Decision filter
- CESR Document (1) Apply CESR Document filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
MiFID - Investor Protection X Corporate Finance X European Single Electronic Format X MiFID II: Transparency Calculations and DVC X Risk Analysis & Economics - Markets Infrastructure Investors X Market Abuse X Fund Management X Q&A X Speech X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 25/02/2021 | ESMA70-155-11890 | Statement CumEx CumCum scandal- Fabrizio Planta | Market Abuse, Market Integrity, Speeches, Trading | Speech | PDF 132.57 KB |
||||
| 22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
||||
| 02/12/2020 | ESMA22-103-1194 | Keynote address – CMU and current challenges- Verena Ross, International Investors Conference Frankfurt | COVID-19, MiFID - Investor Protection, MiFID - Secondary Markets, Speeches, Supervisory convergence | Speech | PDF 155.85 KB |
||||
| 19/11/2020 | ESMA34-38-259 | Future challenges for fund managers- Keynote address by Verena Ross at the AIMA forum on 19 November 2020 | Fund Management, Speeches | Speech | PDF 124.19 KB |
||||
| 13/11/2020 | ESMA34-38-258 | EU funds’ resilience in the COVID era- keynote address by Steven Maijoor at EFAMA IMF 2020 | COVID-19, Fund Management, Speeches | Speech | PDF 157.45 KB |
||||
| 21/10/2020 | ESMA71-99-1421 | Retail investors and asset management are the pillars of a successful Capital Markets Union | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 170.21 KB |
||||
| 09/10/2020 | ESM22-103-1158 | ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference | COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches | Speech | PDF 133.94 KB |
||||
| 04/12/2019 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 500.53 KB |
||||
| 22/11/2019 | ESMA71-319-157 | Keynote Address- EFAMA Investment Management Forum | Fund Management, Speeches | Speech | PDF 165.09 KB |
||||
| 19/11/2019 | ESMA71-319-154 | Banking and the MiFID II review | MiFID - Investor Protection, MiFID - Secondary Markets, Speeches | Speech | PDF 135.75 KB |
||||
| 19/06/2019 | ESMA74-362-27 | Keynote by ESMA Chair at Eurofiling – European Central Bank conference | European Single Electronic Format | Speech | PDF 250.93 KB |
||||
| 16/05/2019 | ESMA34-45-712 | Verena Ross- ICMA 2019 conference speech | Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches | Speech | PDF 134.24 KB |
||||
| 13/05/2019 | ESMA34-45-704 | Keynote speech Evert van Walsum Swedish Fund Association's Annual Conference | Fund Management | Speech | PDF 158.15 KB |
||||
| 11/04/2019 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 03/04/2019 | ESMA71-319-93 | Steven Maijoor Keynote speech- BETTER FINANCE 10th Anniversary 2019 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors, Speeches | Speech | PDF 165.49 KB |
||||
| 29/03/2019 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 407.27 KB |
||||
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 06/03/2019 | ESMA35-43-1740 | Keynote by ESMA Chair Maijoor at ALFI Asset Management Conference | Brexit, Fund Management | Speech | PDF 265.45 KB |
||||
| 26/02/2019 | ESMA71-99-1120 | Keynote by Steven Maijoor- Crypto-Assets: time to deliver | Risk Analysis & Economics - Markets Infrastructure Investors | Speech | PDF 123.46 KB |