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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
27/01/2021 ESMA35-43-2507 Report to the EU institutions Article 52 MiFIR MiFID - Investor Protection Report PDF
354.1 KB
22/12/2020 ESMA70-156-3782 ESMA report on application of AMP 2020 Market Abuse Report PDF
1.38 MB
22/12/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics MiFID - Investor Protection, Supervisory convergence Q&A PDF
651.6 KB
21/12/2020 ESMA70-156-3537 Annual Report on MAR administrative and criminal sanctions 2020 Market Abuse Report PDF
291.51 KB
30/11/2020 ESMA-50-165-1355 ASR on EU Securities markets- 2020 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.69 MB

This document has been updated on 30 November 2020 to include footnotes indicating the cut off date for the reference and transparency data used as a basis for certain analyses.
20/11/2020 ESMA WP-2020-04 ESMA working paper on HFT and ghost liquidity Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
631.76 KB
16/11/2020 ESMA50-165-1362 ASR on EU derivatives markets- 2020 Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.88 MB
13/11/2020 ESMA34-39-1119 Recommendation of the European Systemic Risk Board (ESRB) on liquidity risk in investment funds Fund Management Report PDF
1.12 MB
12/11/2020 ESMA34-32-548 Penalties and measures imposed under the AIFMD Directive in 2018- 2019 Fund Management Report PDF
565.29 KB
12/11/2020 ESMA34-45-934 Penalties and measures imposed under the UCITS Directive in 2019 Fund Management Report PDF
365.02 KB
29/09/2020 ESMA WP-2020-3 ESMA working paper on DVC mechanism and impact on EU equity markets Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
535.76 KB
22/09/2020 JC 2020 67 Joint ESA report on risks and vulnerabilities in the EU financial system 2020 Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
570.67 KB
09/09/2020 ESMA WP-2020-2 ESMA working paper on Closet indexing indicators and investor outcomes Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
3.56 MB
21/07/2020 JC 2020 66 draft Draft Final Report following consultation on draft regulatory technical standards to amend the PRIIPs KID (NOT APPROVED) Fund Management, Joint Committee Report PDF
2.77 MB
13/07/2020 ESMA35-43-2427 Sanctions and measures imposed under MiFID II in 2019 MiFID - Investor Protection Report PDF
563.38 KB
04/06/2020 ESMA34-39-1042 Supervisory briefing on the supervision of costs in UCITS and AIFs Fund Management, Supervisory convergence Report PDF
162.41 KB
06/04/2020 ESMA 50-165-1098 ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
4.08 MB
02/04/2020 ESMA50-165-1107 ESMA Risk Dashboard Risk up-date COVID-19, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
221.33 KB
10/01/2020 ESMA50-165-1032 EU Alternative Investment Funds- 2020 Statistical Report Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.94 MB
07/01/2020 ESMA WP-2020-1 ESMA working paper on market impacts of circuit breakers – Evidence from EU trading venues Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.63 MB

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