ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
1202
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X Corporate Finance X European Single Electronic Format X MiFID II: Transparency Calculations and DVC X Risk Analysis & Economics - Markets Infrastructure Investors X Post Trading X MiFID - Secondary Markets X Trading X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
14/04/2021 ESMA71-99-1637 Retail clients continue to lose out due to high investment products costs Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors Press Release PDF
105.12 KB
14/04/2021 ESMA 50-165-1710 ESMA annual statistical report on performance and costs of retail investment products in the EU- 2021 Fund Management, Market data, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
2.54 MB
14/04/2021 ESMA70-155-11635 CSD Register Post Trading Reference PDF
1.11 MB
13/04/2021 ESMA70-145-1398 IT_templates Market Integrity, Post Trading Reference XLSX
168.41 KB
13/04/2021 ESMA70-145-1395 DATA_templates TRs Market Integrity, Post Trading Reference XLSX
53.23 KB
13/04/2021 ESMA74-362-1934 Updated LEI statement SFTR Market data, Post Trading, Securities Financing Transactions Statement PDF
128.32 KB
13/04/2021 ESMA70-145-1397 TRs IC_templates Market Integrity, Post Trading Reference XLSX
30.4 KB
13/04/2021 ESMA70-145-1396 GOV_BUS_FIN_FEE_templates Market Integrity, Post Trading Reference XLSX
52.82 KB
08/04/2021 ESMA70-156-4225 MiFID II final report on functioning of OTF MiFID - Secondary Markets Final Report PDF
548.44 KB
08/04/2021 ESMA50-165-1734 EU Alternative Investment Funds- 2021 Statistical Report Fund Management, Market data, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.77 MB
07/04/2021 ESMA70-156-4103 Final Report on SME GMs- MiFID II Trading Final Report PDF
741.13 KB
07/04/2021 ESMA70-151-2767 List of designated authorities, payment systems and securities settlement systems Post Trading Reference XLSX
63.3 KB
06/04/2021 ESMA74-362-893 QAs on SFTR data reporting Post Trading, Securities Financing Transactions, Trade Repositories Q&A PDF
327.76 KB
06/04/2021 ESMA70-872942901-38 esma70-872942901-38_qas_on_mifid_ii_and_mifir_market_structures_topics MiFID - Secondary Markets Q&A PDF
486.47 KB
06/04/2021 ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, MiFID - Investor Protection Guidelines & Recommendations PDF
258.09 KB		 bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
31/03/2021 JC 2021 27 JOINT ESA REPORT ON RISKS AND VULNERABILITIES IN THE EU FINANCIAL SYSTEM No 1 2021 Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
641.71 KB
31/03/2021 ESMA35-43-2632 Application of the temporary suspension of the obligation to publish RTS 27 reports MiFID - Investor Protection Statement PDF
78.5 KB
30/03/2021 ESMA74-362-1013 MiFIR review report on the obligations to report transactions and reference data Market data, MiFID - Investor Protection Final Report PDF
1004.75 KB
29/03/2021 ESMA74-362-853 Validation table for reporting under the revised technical standards Post Trading Reference XLSX
55.41 KB
29/03/2021 ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR MiFID - Investor Protection Technical Advice PDF
337.33 KB

Pages