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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
21/12/2016 2016/1682 2016-1682 Press Release on Feedback Statement on ESEF Corporate Disclosure, European Single Electronic Format, Press Releases, Transparency Press Release PDF
225.03 KB
15/10/2009 AMLFT 09 3L3 Press Release on the Committees' compendium paper on the supervisory implementation practices of the Third Money Laundering Directive CESR Archive Press Release PDF
81.42 KB
09/04/2002 01-014d A European Regime of Investor Protection – The Harmonisation of Conduct of Business Rules CESR Archive CESR Document PDF
133.19 KB		 This set of Standards and Rules provides harmonised core conduct of business rules for retail investors in the following areas: Standards and Rules of general application, information to be provided to customers, the "know your customer" standards and the duty of care, customers agreements, dealing requirements (including the "best execution" standards) and individual discretionary portfolio management. The profesional and counterparty regime, including the categorisation of investors paper, requires further work by CESR.
08/07/2002 02-098b A European Regime of Investor Protection – The Professional and Counterparty Regimes CESR Archive CESR Document PDF
63.43 KB		 This paper completes the work conducted by CESR on the harmonization of conduct of business rules under the existing Article 11 of the Investment Services Directive. It complements the document (CESR/01-014d) adopted in April 2002 on the so called "retail regime", i.e. the regime applicable to investment services provided to non-professional customers. The paper builds on the proposal for the "Categorisation of investors for the purpose of conduct of business rules". The paper contains: I) core conduct of business rules which should apply to investment services between investment firms and professionals and II) core standards for "counterparty relationships".
30/10/2014 JC/2014/01 add Addendum to Joint CP on draft ITS on the mapping of ECAIs Joint Committee Consultation Paper PDF
157.22 KB		 The Joint Committee of the three European Supervisory Authorities (EBA, ESMA and EIOPA - ESAs) published today an addendum to the joint consultation on the mapping of the credit assessments to risk weights of External Credit Assessment Institutions (ECAIs). The addendum provides further details on the application of the rules proposed in the draft Implementing Technical Standards (ITS) in relation to particular ECAIs and is to be considered as an extension of the consultation process. The consultation period will be reopened until 30 November 2014 in order to collect additional comments. In line with the specifications included in the joint Consultation Paper published in February 2014, this addendum contains the individual mapping tables of all relevant ECAIs. The proposed mappings establish the level of capital that financial institutions should hold in order to ensure the safety and soundness of the EU financial system. These draft mappings are based on the amount of objective information available for each ECAI regarding the performance of its credit ratings. Therefore, the draft mappings mainly reflect the historical ability of ECAIs to anticipate negative credit events. For those cases where only a small number of credit ratings were available, the draft mappings have to a large extent relied on alternative information; whereas, when no relevant information was found, a certain degree of prudence has been applied. Furthermore, the addendum contains some additional aspects resulting from the cost-benefit/impact assessment analysis. The analysis shows that the proposals for the largest ECAIs are not expected to have a significant impact on financial institutions in terms of capital requirements. Only in very specific cases the average capital requirement associated with a particular ECAI might increase by up to 10%. In the case of ECAIs that currently have no mapping established, the impact is expected to reflect the true risk profile of the rated entities. In addition, the EBA also published the individual draft mapping reports that illustrate how the rules proposed in the draft ITS were applied. The draft mappings will be reviewed in light of any comments received during the consultation process. Consultation process The consultation deadline is 30 November 2014 and responses can be submitted here. All contributions received will be published following the close of the consultation, unless requested otherwise. Draft Mapping Reports
19/12/2002 02-286 Addendum to the Consultation Paper (Ref. CESR/02-185b) on CESR's advice on possible Level 2 Implementing Measures for the Proposed Prospectus Directive CESR Archive Consultation Paper PDF
292.63 KB		 CESR publishes today an addendum to the consultation paper released in October 2002 (Ref. CESR/02-185b) on possible detailed technical measures needed to implement the proposed directive on Prospectus to be published when securities are offered to the public or admitted to trading. This addendum is a complementary paper to the consultation paper on some outstanding disclosure requirements which are relevant in the context of the measures that are being developed on the basis of a provisional mandate given to CESR by the European Commmission on 18 March 2002 (published on 27 march 2002).
23/03/2005 Addendum Addendum to the Formal Request for Technical Advice on Possible Implementing Measures for the Markets in Financial Instruments Directive CESR Archive Consultation Paper PDF
307.55 KB
01/12/2004 Addendum 2004/39/EC Addendum to the formal request for technical advice on possible implementing measures on the Directive on Markets in Financial Instruments (Directive 2004/39/EC. CESR Archive Consultation Paper PDF
114.41 KB
06/05/2003 03-129 Additional Draft Feedback Statement on Level 2 Implementing measures for the proposed Prospectus Directive CESR Archive CESR Document PDF
131.89 KB		 On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR
06/05/2003 03-128 Additional Draft Technical Advice on Level 2 Implementing measures for the proposed Prospectus Directive CESR Archive Consultation Paper PDF
325.47 KB		 On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR
27/05/2003 03-066b Annexes Additional Public Hearing on possible implementing measures of the Prospectus Directive: Draft Annexes on the Technical Advice CESR Archive Consultation Paper PDF
270.69 KB		 Draft Annexes A, B, C, D, E, F, G and H of the Technical Advice (Ref. CESR/03-066b).
25/04/2003 03-066b Additional Public Hearing on possible implementing measures of the Prospectus Directive: Draft Annexes on the Technical Advice CESR Archive Consultation Paper PDF
200 KB		 On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR
25/04/2003 03-067b Additional Public Hearing on possible implementing measures of the Prospectus Directive: Draft Feedback Statement CESR Archive CESR Document PDF
220.18 KB		 On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR
11/03/2005 05-164 Annex 1 Annex 1 to the Consultation document: Data on Shares subject to Article 27 of the MiFID CESR Archive Consultation Paper PDF
180.14 KB
21/03/2005 05-164 Annex 2 Annex 2 to the Consultation document: Data on Shares subject to Article 27 of the MiFID CESR Archive Consultation Paper PDF
208.07 KB
21/03/2005 05-164 Annex 3 Annex 3 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Euronext Amsterdam CESR Archive Consultation Paper PDF
18.08 KB
21/03/2005 05-164 Annex 4 Annex 4 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Euronext Brussels CESR Archive Consultation Paper PDF
15.23 KB
21/03/2005 05-164 Annex 5 Annex 5 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Euronext Lisbon CESR Archive Consultation Paper PDF
14.96 KB
21/03/2005 05-164 Annex 6 Annex 6 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Euronext Paris CESR Archive Consultation Paper PDF
23.2 KB
24/03/2005 05-164 Annex 7 Annex 7 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Ireland CESR Archive Consultation Paper PDF
14.1 KB

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