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|30/11/2021||SFDR EC Q&A CORRECTION||EC Q&A on sustainability-related disclosures- correction||Joint Committee, Sustainable finance||Q&A||PDF
|19/11/2021||ESMA35-42-1305||ESCPR- Miscellaneous reporting to ESMA||Crowdfunding, MiFID - Investor Protection||Reference||PDF
|19/11/2021||ESMA35-43-349||Q&As on MiFID II and MiFIR investor protection topics||MiFID - Investor Protection, Supervisory convergence||Q&A||PDF
|19/11/2021||ESMA33-128-563||Questions and answers on the Securitisation Regulation||Securitisation||Q&A||PDF
|19/11/2021||ESMA70-145-114||Q&A on the Benchmarks Regulation (BMR)||Benchmarks, Supervisory convergence||Q&A||PDF
|18/11/2021||ESMA35-30-703||Call for expression of interest: CWG of ESMA's IPISC||MiFID - Investor Protection||Reference||PDF
|18/11/2021||ESMA35-30-703 application form||Application form- IPISC CWG renewal 2021||MiFID - Investor Protection||Reference||DOCX
|08/11/2021||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|29/10/2021||ESMA81-459-11||Minutes of the euro risk-free rates WG meeting 29/09/2021||Benchmarks||Reference||PDF
|01/10/2021||JC 2021 34||2022 Work Programme of the Joint Committee of the European Supervisory Authorities||Joint Committee||Reference||PDF
|30/09/2021||ESMA35-43-2836 response form||Response form for the Consultation Paper on Review of the MiFID II framework on best execution reports||MiFID - Investor Protection||Reference||DOCX
|24/09/2021||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|24/09/2021||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|24/09/2021||ESMA70-156-3914||Response form- Consultation Paper on the review of certain aspects of the SSR||Short Selling||Reference||DOCX
|09/09/2021||ESACD 2021||Programme for the joint ESA Consumer Day 2021||Innovation and Products, Joint Committee, MiFID - Investor Protection||Reference||PDF
|08/09/2021||ESMA33-128-760||Securitisations designated as STS as from 01/01/2019 Regulation 2402/2017||Securitisation||Reference||XLSX
|01/09/2021||ESMA31-67-535||Practical Guide on notifications of major holdings under the Transparency Directive||Corporate Disclosure, Corporate Information, Transparency||Reference||PDF
|25/08/2021||Joint Committee||2021 Work Programme of the Joint Committee of the European Supervisory Authorities||Joint Committee||Reference||PDF
|25/08/2021||Joint Committee||List of Financial Conglomerates 2020||Joint Committee||Reference||PDF
|25/08/2021||Joint Committee||JC 2020 EFIF Summary of the December 2020 meeting||Joint Committee||Reference||PDF