ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
18/01/2021 JC 2020 85 Annex to draft ITS on IGT and RC reporting templates for conglomerates Reference PDF
1.23 MB
08/01/2021 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
256.69 KB
05/01/2021 ESMA40-134-2458 Conflict of interests and ethics policy- ESMA staff , Reference PDF
6.72 MB
16/12/2020 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
80.9 KB
16/12/2020 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
64.38 KB
15/12/2020 ESMA64-80-232 ED decision on the extension of reserve lists ending 31/12/2020 Reference PDF
89.47 KB
09/12/2020 Overview recruitments Overview recruitments- Updated December 2020 , Reference PDF
783.89 KB
06/11/2020 ESMA32-65-293 Application form for CFSC CWG , Reference DOCX
35.57 KB
23/10/2020 ESMA31-62-1193 List of prospectus thresholds , , Reference PDF
220.58 KB
12/10/2020 ESMA22-105-1230 Annex to Opening Statement for ECON Hearing 12 October 2020 , , , , Reference PDF
350.51 KB
09/10/2020 JC GL 2017 17 appendix 1 Compliance table- Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector Reference PDF
571.92 KB
05/10/2020 ESMA41-140-79 Technical standards , Reference XLSX
120.37 KB
02/07/2020 SG34-45-937 slides Public hearing on ESG disclosures CP 2 July 2020- Slides , Reference PDF
297.72 KB
30/06/2020 SG34-45-937 Public hearing on ESG disclosures CP 2 July 2020- Agenda , Reference PDF
122.98 KB
17/06/2020 ESMA63-46-710 Policy on the reimbursement for external persons , Reference PDF
265.73 KB
17/06/2020 ESMA63-46-716 Policy on the reimbursement of candidates and trainees , Reference PDF
237.6 KB
23/04/2020 ESMA34-45-904 Joint ESA consultation on ESG disclosures- response form , Reference DOCX
573.19 KB
02/04/2020 ESMA 70-152-3050 CCSPSA consultation_Response Form , , Reference DOCX
774.63 KB
02/04/2020 ESMA 32-63-365 List of decisions published from the EECS’s Database of Enforcement Reference PDF
266.73 KB
01/04/2020 ESMA35-43-2126 Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II Technical Advice PDF
464.68 KB

Pages