ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
213
REFINE YOUR SEARCH
Sections
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Securitisation filter Securitisation
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Speeches filter Speeches
- Post Trading (95) Apply Post Trading filter
- CESR Archive (93) Apply CESR Archive filter
- MiFID - Secondary Markets (86) Apply MiFID - Secondary Markets filter
- Board of Supervisors (58) Apply Board of Supervisors filter
- Fund Management (53) Apply Fund Management filter
- Management Board (43) Apply Management Board filter
- Planning reporting budget (43) Apply Planning reporting budget filter
- International cooperation (40) Apply International cooperation filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Corporate Disclosure (37) Apply Corporate Disclosure filter
- Risk Analysis & Economics - Markets Infrastructure Investors (37) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Credit Rating Agencies (35) Apply Credit Rating Agencies filter
- Joint Committee (34) Apply Joint Committee filter
- Supervisory convergence (28) Apply Supervisory convergence filter
- Innovation and Products (21) Apply Innovation and Products filter
- Market Abuse (17) Apply Market Abuse filter
- Corporate Finance (16) Apply Corporate Finance filter
- Market Integrity (16) Apply Market Integrity filter
- Procurement (15) Apply Procurement filter
- Trading (15) Apply Trading filter
- Benchmarks (13) Apply Benchmarks filter
- Careers (12) Apply Careers filter
- Prospectus (12) Apply Prospectus filter
- Trade Repositories (12) Apply Trade Repositories filter
- Transparency (12) Apply Transparency filter
- Guidelines and Technical standards (11) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (11) Apply IFRS Supervisory Convergence filter
- Short Selling (11) Apply Short Selling filter
- Sustainable finance (11) Apply Sustainable finance filter
- Securities Financing Transactions (8) Apply Securities Financing Transactions filter
- CCP Directorate (7) Apply CCP Directorate filter
- Brexit (6) Apply Brexit filter
- ITMG (4) Apply ITMG filter
- Press Releases (4) Apply Press Releases filter
- Board of Appeal (3) Apply Board of Appeal filter
- Corporate Governance (3) Apply Corporate Governance filter
- Vacancies (3) Apply Vacancies filter
- Crowdfunding (2) Apply Crowdfunding filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
- COVID-19 (1) Apply COVID-19 filter
- ESMA newsletter (1) Apply ESMA newsletter filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Q&A filter Q&A
- Speech (145) Apply Speech filter
- Annual Report (79) Apply Annual Report filter
- Guidelines & Recommendations (78) Apply Guidelines & Recommendations filter
- SMSG Advice (77) Apply SMSG Advice filter
- Opinion (63) Apply Opinion filter
- Press Release (63) Apply Press Release filter
- Statement (38) Apply Statement filter
- Summary of Conclusions (37) Apply Summary of Conclusions filter
- Consultation Paper (30) Apply Consultation Paper filter
- Letter (30) Apply Letter filter
- Report (28) Apply Report filter
- Investor Warning (27) Apply Investor Warning filter
- Final Report (21) Apply Final Report filter
- Decision (12) Apply Decision filter
- Compliance table (9) Apply Compliance table filter
- Technical Advice (5) Apply Technical Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
MiFID - Investor Protection X Speeches X European Single Electronic Format X Securities and Markets Stakeholder Group X Securitisation X Corporate Information X Vacancy X Q&A X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/01/2021 | ESMA40-134-2458 | Conflict of interests and ethics policy- ESMA staff | Careers, Corporate Information | Reference | PDF 6.72 MB |
||||
| 14/06/2011 | 2011/190 | ESMA guidebook | Corporate Information | Reference | PDF 781.37 KB |
This guidebook provides useful information for persons coming to ESMA for meetings or hearings. | |||
| 09/08/2011 | 2011/239 | 2011 Calendar of the Chair and Executive Director of ESMA- updated 20 December 2011 | Corporate Information | Reference | PDF 219.25 KB |
||||
| 04/01/2012 | 2011/330 final | ESMA 2012 Work Programme | Corporate Information | Reference | PDF 751.64 KB |
This document sets out ESMA’s work programme for 2012, highlighting the key priorities and explaining how they will be delivered. This document has been approved by ESMA’s Management Board and Board of Supervisors. Annex 3 presents a more detailed view on the key work streams ESMA will run in 2012. | |||
| 03/01/2011 | 2011/9 | Frequently asked questions- a guide to understanding ESMA | Corporate Information | Reference | PDF 307.77 KB |
||||
| 01/12/2011 | 2011/SMSG/15 | Summary of conclusions- SMSG meeting on 11 October 2011 | Securities and Markets Stakeholder Group | Reference | PDF 80.45 KB |
||||
| 19/10/2011 | 2011/SMSG/3 | Summary of conclusions- meeting of the SMSG on 21 July 2011 | Securities and Markets Stakeholder Group | Reference | PDF 59.38 KB |
||||
| 17/04/2012 | 2012/108 | ESMA budget for 2012 | Corporate Information | Reference | PDF 180.43 KB |
||||
| 07/05/2012 | 2012/275 | ESMA’s 2012 Regulatory Work Programme | Corporate Information | Reference | PDF 198.04 KB |
ESMA’s annual regulatory programme aims to provide information on the planned technical standards, technical advice and guidelines & recommendations to be issued by ESMA in 2012. This information is provided in accordance with article 3 of the procedure for developing and adopting draft technical standards and guidelines and recommendations. The regulatory programme takes into account, amongst others, ESMA’s objectives and tasks, the procedure for adopting technical standards, providing technical advice and issuing guidelines as well as the scope and nature of specific powers conferred in European Union legislative acts to ESMA. The regulatory work programme is based on the ESMA 2012 Work Programme approved by the Board of Supervisors in November 2011 and published on 4 January 2012 on the ESMA website, but provides a more detailed outline of the individual work streams. | |||
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 01/08/2012 | 2012/490 | Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee | MiFID - Investor Protection | Reference | PDF 130.34 KB |
The deadline for responses to this call for interest has been extended two weeks, to 14 September 2012. | |||
| 01/10/2012 | 2012/631 | ESMA 2013 Work Programme | Corporate Information | Reference | PDF 699.1 KB |
||||
| 01/10/2012 | 2012/632 | ESMA 2013-2015 multi annual work programme | Corporate Information | Reference | PDF 298.61 KB |
||||
| 19/10/2012 | 2012/682 | Guide to investing | MiFID - Investor Protection, Warnings and publications for investors | Reference | PDF 569.39 KB |
||||
| 19/12/2012 | 2012/850 | MiFID supervisory briefing- Suitability | MiFID - Investor Protection | Reference | PDF 238 KB |
||||
| 24/01/2012 | 2012/SMSG/1 | SMSG work programme for 2012 | Securities and Markets Stakeholder Group | Reference | PDF 58.17 KB |
This document sets out the work programme for 2012 which has been adopted by the Securities and Markets Stakeholder Group. It also sets out a preliminary work programme for 2013 which falls within the current Group’s mandate. | |||
| 04/05/2012 | 2012/SMSG/20 | SMSG meeting on 15-16 February 2012 | Securities and Markets Stakeholder Group | Reference | PDF 131.17 KB |
||||
| 20/08/2012 | 2012/SMSG/31 | Summary of conclusions 26/04/12 | Securities and Markets Stakeholder Group | Reference | PDF 135.39 KB |
||||
| 13/11/2012 | 2012/SMSG/44 | Summary of conclusions SMSG meeting 28/06/12 | Securities and Markets Stakeholder Group | Reference | PDF 198.96 KB |
||||
| 20/12/2012 | 2012/SMSG/53 | SMSG Annual Activity Report 2011-2012 | Securities and Markets Stakeholder Group | Reference | PDF 334.64 KB |