ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
23/07/2021 FISMA 08/07/2021 Letter from the EU Commission to EP and Council- SFDR , Letter PDF
288.48 KB
21/07/2021 ESMA35-43-2748 Public statement- Results of the 2020 Common Supervisory Action (CSA) on MiFID II suitability requirements Statement PDF
161.08 KB
20/07/2021 ESMA32-382-1153 Prospectus activity and sanctions report 2020 Report PDF
458.21 KB
19/07/2021 ESMA35-43-2751 Sanctions and measures imposed under MiFID II in 2020 Report PDF
383.39 KB
19/07/2021 ESMA32-60-254 ESEF Reporting Manual track changes Reference PDF
627.83 KB
19/07/2021 ESMA35-36-2324 CP on Guidelines on certain aspects of the MiFID II remuneration requirements Consultation Paper PDF
624.54 KB
16/07/2021 ESMA20-92-186 ESMA Staff Stakeholder contacts in the Second Quarter 2021 Reference PDF
147.39 KB
16/07/2021 ESMA31-62-1258 Q&As on the Prospectus Regulation Q&A PDF
727.44 KB
15/07/2021 ESMA70-156-4731 Response form for the Consultation Paper on MAR Guidelines Reference DOCX
753.44 KB
15/07/2021 ESMA70-156-3934 Consultation Paper on MAR GLs on delay in the disclosure of inside information and interactions with prudential supervision Consultation Paper PDF
530.81 KB
15/07/2021 ESMA71-99-1709 Press Release- ESMA SPACs statement , , Press Release PDF
91.75 KB
15/07/2021 ESMA32-384-5209 ESMA Public Statement SPACs , Statement PDF
151.59 KB
13/07/2021 ESMA02-91-3252 ESMA Final Accounts Financial Year 2020 , Reference PDF
1.51 MB
13/07/2021 ESMA35-43-2749 ESMA Public Statement PFOF and zero-commission brokers Statement PDF
130.24 KB
09/07/2021 ESMA35-42-1186 Letter to Commissioner McGuinness- European Crowdfunding Service Providers for Business Letter PDF
253.15 KB
08/07/2021 ESMA32-382-1157 Compliance table on disclosure requirements under the Prospectus Regulation Compliance table PDF
124.29 KB
02/07/2021 ESMA35-36-2319 Final Report on joint ESMA and EBA GL on the assessment of suitability of members of the management body Final Report PDF
883.62 KB
02/07/2021 ESMA35-36-2319 Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body Reference XLSX
70.83 KB
02/07/2021 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
59.63 KB
01/07/2021 ESMA31-62-1409 Compliance table GLs on Risk factors Compliance table PDF
131.48 KB

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