ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
43
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Transparency filter Transparency
- Corporate Information (78) Apply Corporate Information filter
- CESR Archive (25) Apply CESR Archive filter
- Credit Rating Agencies (17) Apply Credit Rating Agencies filter
- Fund Management (12) Apply Fund Management filter
- MiFID - Secondary Markets (11) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Prospectus (5) Apply Prospectus filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Joint Committee (4) Apply Joint Committee filter
- Market Abuse (4) Apply Market Abuse filter
- Short Selling (4) Apply Short Selling filter
- Innovation and Products (3) Apply Innovation and Products filter
- Securitisation (3) Apply Securitisation filter
- Trade Repositories (3) Apply Trade Repositories filter
- Benchmarks (2) Apply Benchmarks filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Management Board (2) Apply Management Board filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
Type of document
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- Reference (150) Apply Reference filter
- Speech (148) Apply Speech filter
- Opinion (106) Apply Opinion filter
- Guidelines & Recommendations (94) Apply Guidelines & Recommendations filter
- Consultation Paper (85) Apply Consultation Paper filter
- Press Release (85) Apply Press Release filter
- Final Report (78) Apply Final Report filter
- Statement (53) Apply Statement filter
- Letter (47) Apply Letter filter
- Report (47) Apply Report filter
- Investor Warning (26) Apply Investor Warning filter
- Compliance table (18) Apply Compliance table filter
- Technical Standards (11) Apply Technical Standards filter
- Decision (10) Apply Decision filter
- CESR Document (2) Apply CESR Document filter
Your filters
MiFID - Investor Protection X Speeches X Supervisory convergence X Transparency X Market Integrity X Post Trading X Technical Advice X Annual Report X Q&A X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 09/02/2021 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.37 MB |
||||
| 22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
||||
| 05/11/2020 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 256.31 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 08/07/2020 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.03 MB |
||||
| 08/07/2020 | ESMA70-708036281-2 | Q&As- Central Securities Depositories Regulation | Post Trading | Q&A | PDF 554.32 KB |
||||
| 01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
||||
| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
||||
| 17/02/2020 | ESMA70-708036281-2 | Questions and Answers on CSDR | Post Trading, Supervisory convergence | Q&A | PDF 575.59 KB |
||||
| 04/02/2020 | ESMA35-43-2134 | ESMA’s Technical Advice to the Commission on the effects of product intervention measures | MiFID - Investor Protection | Technical Advice | PDF 425.6 KB |
||||
| 11/12/2019 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 500.44 KB |
||||
| 04/12/2019 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 500.53 KB |
||||
| 11/11/2019 | ESMA70-151-2650 | Final report on TA on EMIR_2_2_CCP fees | Post Trading | Technical Advice | PDF 606.91 KB |
||||
| 11/11/2019 | ESMA70-151-2682 | Final Technical advice on Tiering Criteria under EMIR 2.2 | Post Trading | Technical Advice | PDF 544.57 KB |
||||
| 11/11/2019 | ESMA70-151-2649 | Technical advice on comparable compliance | Post Trading | Technical Advice | PDF 790.06 KB |
||||
| 11/04/2019 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |