ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/04/2021 | ESMA80-193-1713 | EMIR and SFTR data quality report 2020 | Market data, Press Releases, Securities Financing Transactions, Supervisory convergence | Final Report | PDF 780.41 KB |
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| 08/04/2021 | ESMA70-156-4225 | MiFID II final report on functioning of OTF | MiFID - Secondary Markets | Final Report | PDF 548.44 KB |
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| 07/04/2021 | JC 2021 08 | Joint Committee Annual Report 2020 | Joint Committee | Annual Report | PDF 222.9 KB |
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| 30/03/2021 | ESMA74-362-1013 | MiFIR review report on the obligations to report transactions and reference data | Market data, MiFID - Investor Protection | Final Report | PDF 1004.75 KB |
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| 29/03/2021 | ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi | Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR | MiFID - Investor Protection | Technical Advice | PDF 337.33 KB |
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| 29/03/2021 | ESMA70-151-2838 | Guidelines on Reporting Under SFTR | Securities Financing Transactions | Final Report | PDF 3.21 MB |
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| 26/03/2021 | ESMA43-370-281 | Final report_TA on procedural rules for penalties imposed on Benchmark Administrators | Benchmarks | Final Report | PDF 369.64 KB |
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| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
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| 03/02/2021 | JC 2020 66 | Final Report following consultation on draft regulatory technical standards to amend the PRIIPs KID | Fund Management, Joint Committee | Final Report | PDF 1.7 MB |
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| 01/02/2021 | ESMA81-393-83 | Final Report BMR Advice Fees | Benchmarks | Final Report | PDF 504.55 KB |
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| 18/01/2021 | JC 2020 84 | Final draft report on draft ITS on IGT and RC reporting templates for conglomerates | Joint Committee | Final Report | PDF 1.82 MB |
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| 29/10/2020 | ESMA70-156-3581 | Final Report on SME GMs RTS-ITS under MAR | Market Abuse, Market Integrity | Final Report | PDF 691.32 KB |
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| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
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| 28/09/2020 | ESMA35-43-2424 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Final Report | PDF 1.23 MB |
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| 24/09/2020 | ESMA70-156-2391 | Final Report- MAR Review | Market Abuse, Market Integrity | Final Report | PDF 1.94 MB |
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| 23/09/2020 | ESMA70-155-10272 | Final Report on Cum Ex and other multiple withholding tax reclaim schemes | Market Abuse, Market Integrity, Trading | Final Report | PDF 906.57 KB |
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| 05/06/2020 | ESMA35-36-1946 | Final Report Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 395.33 KB |
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| 01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
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| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
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| 01/04/2020 | ESMA70-156-2311 | MiFID II Review Report on position limits and position management | MiFID - Secondary Markets, Supervisory convergence | Final Report | PDF 591.78 KB |