ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
17/08/2022 ESMA34-45-974 Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs , Compliance table PDF
230.68 KB
17/08/2022 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
232.45 KB
10/08/2022 ESMA35-42-1305 ESCPR- Miscellaneous reporting to ESMA , Reference PDF
376.52 KB
09/08/2022 CPD22 Joint ESAs Consumer Protection Day- Programme , Reference PDF
619.11 KB
29/07/2022 ESMA70-449-672 Call for Evidence on pre-hedging , Reference PDF
245.25 KB
29/07/2022 ESMA70-449-674 Response form call for evidence pre-hedging , Reference DOCX
752.93 KB
20/07/2022 ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements , Compliance table PDF
322.1 KB
20/07/2022 ESMA50-164-2193 TRV Article_Key Retail Risk Indicators for the EU single market , Reference PDF
419.1 KB
19/07/2022 ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders , Compliance table PDF
320.25 KB
05/07/2022 ESMA34-46-101 Register of authorised European long-term investment funds (ELTIFs) Reference XLSX
57.87 KB
29/06/2022 ESMA34-45-1576 Cross-border distribution of investment funds Reference PDF
991.03 KB
28/06/2022 ESMA02-91-3297 ESMA Final Accounts Financial Year 2021 , , , Reference PDF
803.28 KB
23/06/2022 ESMA34-32-418 AIFMD MoUs signed by the EU authorities , Reference XLSX
49.99 KB
23/06/2022 ESMA34-32-898 Compliance table on Guidelines on Article 25 of the AIFMD , Compliance table PDF
199.22 KB
17/06/2022 ESMA42-112-377 List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) Reference PDF
272.27 KB
31/05/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
141.13 KB
31/05/2022 ESMA34-45-1427 Supervisory briefing- Sustainability risks and disclosures in the area of investment management , Reference PDF
312.39 KB
23/05/2022 ESMA50-165-2146 The drivers of the costs and performance of ESG funds , Reference PDF
532.34 KB
17/05/2022 ESMA34-45-1663 Response Form to the Consultation Paper on technical standards on the notifications for cross-border marketing and cross-border management of AIFs and UCITS Reference DOCX
759.83 KB
17/05/2022 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
341.26 KB

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