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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
30/11/2022 ESMA50-164-6905 Opening statement at the ECON hearing on FTX Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors Statement PDF
132.73 KB
25/11/2022 ESMA70-145-111 Q&A on the Market Abuse Regulation Market Abuse, Market Integrity Q&A PDF
549.17 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.
24/10/2022 ESMA24-436-1425 Verena Ross Opening Statement- 2022 ECON Annual Hearing, 24 October 2022 Board of Supervisors, CCP Directorate, Corporate Information, Innovation and Products, MiFID - Investor Protection, Speeches, Supervisory convergence, Sustainable finance Statement PDF
619.63 KB
27/09/2022 ESMA35-43-3328 Public statement on the impact of inflation in the context of investment services to retail clients MiFID - Investor Protection Statement PDF
132.05 KB
08/07/2022 ESMA35-43-3137 ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements MiFID - Investor Protection, Supervisory convergence Statement PDF
97.86 KB
14/03/2022 ESMA71-99-1864 ESMA Statement on Ukraine Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading Statement PDF
93.35 KB
27/01/2022 JC 2022 02 ESAs welcome ESRB Recommendation on a pan-European systemic cyber incident coordination framework for relevant authorities Innovation and Products, Joint Committee Statement PDF
244.55 KB
26/01/2022 ESMA70-447-1885 Statement on new NSP notification threshold Market Integrity, Short Selling Statement PDF
90.32 KB
19/11/2021 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics MiFID - Investor Protection, Supervisory convergence Q&A PDF
1023.15 KB
28/10/2021 ESMA70-154-2780 ESMA’s Statement on Investment Recommendations on Social Media Market Integrity, MiFID - Investor Protection Statement PDF
106.19 KB
21/07/2021 ESMA35-43-2748 Public statement- Results of the 2020 Common Supervisory Action (CSA) on MiFID II suitability requirements MiFID - Investor Protection Statement PDF
161.08 KB
15/07/2021 ESMA32-384-5209 ESMA Public Statement SPACs MiFID - Investor Protection, Prospectus Statement PDF
151.59 KB
13/07/2021 ESMA35-43-2749 ESMA Public Statement PFOF and zero-commission brokers MiFID - Investor Protection Statement PDF
130.24 KB
31/03/2021 ESMA35-43-2632 Application of the temporary suspension of the obligation to publish RTS 27 reports MiFID - Investor Protection Statement PDF
78.5 KB
24/03/2021 ESMA71-99-1608 ESMA appoints new chair of Market Integrity Standing Committee Board of Supervisors, Management Board, Market Integrity, Press Releases Statement PDF
37.58 KB
23/02/2021 ESMA22-105-1307 Introductory statement on GameStop share trading- Steven Maijoor Market Integrity, MiFID - Investor Protection Statement PDF
96.93 KB
17/02/2021 ESMA70-155-11809 Episodes of very high volatility in trading of certain stocks Market Integrity, MiFID - Investor Protection Statement PDF
107.47 KB
28/01/2021 ESMA71-99-1544 ESMA appoints new IPISC and CNS Chairs Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance Statement PDF
87.3 KB
28/01/2021 ESMA71-99-1544 ESMA appoints new IPISC and CSN chairs Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance Statement
13/01/2021 ESMA35-43-2509 Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period Brexit, MiFID - Investor Protection Statement PDF
151.2 KB

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