ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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08/01/2021 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 256.69 KB |
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04/01/2021 | EU-UKFCA MoU | EU-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 219.12 KB |
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04/01/2021 | ESMA-UKFCA MoU | ESMA-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 195.27 KB |
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23/12/2020 | ESMA81-393-84 | Response form- CP Technical Advice Fines | Benchmarks | Reference | DOCX 753.16 KB |
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18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |
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16/12/2020 | ESMA42-110-812 | Notifications of Compliance with Guidelines – Overview Table | Guidelines and Technical standards | Reference | XLSX 80.9 KB |
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16/12/2020 | ESMA42-646012687-331 | ESMA Guidelines | Corporate Information, Guidelines and Technical standards | Reference | XLSX 64.38 KB |
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13/11/2020 | ESMA34-32-699 | Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 113.46 KB |
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15/10/2020 | ESMA70-156-2187 | Public Statement BMR transitional period- pending applications | Benchmarks | Reference | PDF 122.67 KB |
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12/10/2020 | ESMA22-105-1230 | Annex to Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Speeches | Reference | PDF 350.51 KB |
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05/10/2020 | ESMA41-140-79 | Technical standards | Corporate Information, Guidelines and Technical standards | Reference | XLSX 120.37 KB |
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10/09/2020 | ESMA63-313-567 | Procurement plan overview | Procurement | Reference | PDF 89.53 KB |
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27/08/2020 | PROC/2020/07 | Open procedure for “Fund Portfolio Holdings Data” – DEADLINE 30/9/2020 11:59 | Procurement | Reference | PDF 139.36 KB |
This tender procedure is for “Fund Portfolio Holdings Data”: |
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03/07/2020 | ESMA63- 53-4584 | Annual list of 2019 contractors | Procurement | Reference | PDF 176.88 KB |
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27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.96 KB |
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17/04/2020 | ESMA70-155-9524 | ESMA BMR Equivalence MoU MAS | Benchmarks, International cooperation | Reference | PDF 584.97 KB |
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11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 127.63 KB |
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10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 173.19 KB |
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10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 162.94 KB |
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13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 145.56 KB |