ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
39
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- Securities and Markets Stakeholder Group (78) Apply Securities and Markets Stakeholder Group filter
- Brexit (30) Apply Brexit filter
- Corporate Disclosure (27) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (22) Apply MiFID - Secondary Markets filter
- Post Trading (22) Apply Post Trading filter
- Corporate Information (19) Apply Corporate Information filter
- Press Releases (19) Apply Press Releases filter
- Board of Supervisors (18) Apply Board of Supervisors filter
- COVID-19 (18) Apply COVID-19 filter
- IFRS Supervisory Convergence (16) Apply IFRS Supervisory Convergence filter
- Joint Committee (12) Apply Joint Committee filter
- Fund Management (11) Apply Fund Management filter
- Market Integrity (11) Apply Market Integrity filter
- Innovation and Products (8) Apply Innovation and Products filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Benchmarks (6) Apply Benchmarks filter
- CESR Archive (6) Apply CESR Archive filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Trade Repositories (5) Apply Trade Repositories filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Governance (4) Apply Corporate Governance filter
- Speeches (4) Apply Speeches filter
- IAS Regulation (3) Apply IAS Regulation filter
- Management Board (3) Apply Management Board filter
- Prospectus (3) Apply Prospectus filter
- Short Selling (3) Apply Short Selling filter
- Corporate Finance (2) Apply Corporate Finance filter
- Trading (2) Apply Trading filter
- Audit (1) Apply Audit filter
- CCP Directorate (1) Apply CCP Directorate filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- International cooperation (1) Apply International cooperation filter
- Market Abuse (1) Apply Market Abuse filter
- Market data (1) Apply Market data filter
- Securitisation (1) Apply Securitisation filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (131) Apply Reference filter
- Guidelines & Recommendations (118) Apply Guidelines & Recommendations filter
- Press Release (117) Apply Press Release filter
- Final Report (69) Apply Final Report filter
- Opinion (58) Apply Opinion filter
- Report (57) Apply Report filter
- Consultation Paper (55) Apply Consultation Paper filter
- Decision (26) Apply Decision filter
- Investor Warning (26) Apply Investor Warning filter
- Speech (19) Apply Speech filter
- Letter (18) Apply Letter filter
- Technical Advice (14) Apply Technical Advice filter
- Compliance table (9) Apply Compliance table filter
- Annual Report (8) Apply Annual Report filter
- Technical Standards (6) Apply Technical Standards filter
- Q&A (5) Apply Q&A filter
Your filters
MiFID - Investor Protection X Credit Rating Agencies X Risk Analysis & Economics - Markets Infrastructure Investors X European Single Electronic Format X Sustainable finance X SMSG Advice X Statement X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
01/10/2012 | 2012/641 | ESMA approves Axesor S.A. as a credit rating agency | Credit Rating Agencies, Press Releases | Statement | PDF 83.07 KB |
||||
20/03/2013 | 2013/336 | ESMA certifies Kroll Bond Rating Agency to operate in the EU | Credit Rating Agencies | Statement | PDF 76.36 KB |
||||
07/11/2014 | 2014/1345 | ESMA certifies HR Ratings de México to operate in the EU | Credit Rating Agencies | Statement | PDF 87.87 KB |
The European Securities and Markets Authority (ESMA) has formally approved the certification in the European Union of HR Ratings de México, S.A. de C.V. (HR Ratings), a Mexican credit rating agency (CRA), under Article 16 of the CRA Regulation. The certification takes effect from 7 November 2014. | |||
24/11/2014 | 2014/1399 | Public Statement- ESMA approves Moody’s Investors Service EMEA Limited as a credit rating agency | Credit Rating Agencies | Statement | PDF 134.62 KB |
The European Securities and Markets Authority (ESMA) has approved the registration of Moody’s Investors Service EMEA Limited, based in the UK, as a credit rating agency (CRA) under Article 16 of the CRA Regulation. The registration takes effect from 24th November 2014. Moody’s Investors Service EMEA Limited’s registration as a CRA means that its credit ratings can be used for regulatory purposes under EU legislation. This is the seventh entity in the Moody’s Investors Service group to be registered as an EU Registered Credit Rating Agency. | |||
12/12/2014 | 2014/1486 | Public Statement- ESMA certifies Egan-Jones Ratings Co. to operate in the EU | Credit Rating Agencies | Statement | PDF 88.76 KB |
The European Securities and Markets Authority (ESMA) has formally approved the certification in the European Union of Egan-Jones Ratings Co. (EJR), an U.S. American credit rating agency (CRA), under Article 16 of the CRA Regulation. The certification takes effect from 12 December 2014.EJR is headquartered in Haverford (Pennsylvania, USA) and is subject to registration, supervision and enforcement by the U.S. Securities and Exchange Commission as a “Nationally Recognized Statistical Rating Organization”. | |||
07/05/2014 | 2014/477 | ESMA approves EuroRating as a credit rating agency | Credit Rating Agencies | Statement | PDF 75.01 KB |
The European Securities and Markets Authority (ESMA) has approved the registration of EuroRating Sp. z o.o., based in Poland, as a credit rating agency (CRA) under Article 16 of the CRA Regulation. The registration takes effect from 7 May 2014. | |||
27/10/2015 | 2015/1605 | Public Statement- INC Rating registration FINAL | Credit Rating Agencies | Statement | PDF 136.3 KB |
||||
01/12/2015 | 2015/1778 | Public Statement- Expert RA registration | Credit Rating Agencies | Statement | PDF 123.49 KB |
||||
18/02/2016 | 2015/SMSG/036 | SMSG Advice on ESEF | European Single Electronic Format, Securities and Markets Stakeholder Group | SMSG Advice | PDF 109.63 KB |
||||
13/07/2016 | 2016/1122 | Feedback Statement on the Discussion Paper on the validation and review of CRAs’ methodologies | Credit Rating Agencies | Statement | PDF 477.03 KB |
||||
21/07/2016 | 2016/1159 | Public notice- Infrigement by Fitch | Credit Rating Agencies, Press Releases | Statement | PDF 324.96 KB |
||||
30/09/2016 | 2016/1408 | ESMA appoints new chairs to Standing Committees | Board of Supervisors, Fund Management, Market Integrity, MiFID - Investor Protection | Statement | PDF 141.3 KB |
The Board of Supervisors of the European Securities and Markets Authority (ESMA) has appointed the following individuals to serve as chairs of its standing committees:
The standing committees are expert groups drawn from ESMA staff and the national competent authorities for securities markets regulation in the Member States, and are responsible for the development of policy in their respective areas. The appointments are for a period of two years and commence with immediate effect. |
|||
02/06/2016 | 2016/902 | MiFID practices for firms selling financial instruments subject to the BRRD resolution regime | MiFID - Investor Protection | Statement | PDF 259.47 KB |
||||
27/10/2020 | ESMA 33-5-857 | ESMA Public Statement on CRA Endorsement Oct 2020 | Credit Rating Agencies | Statement | PDF 117.99 KB |
||||
23/02/2021 | ESMA22-105-1307 | Introductory statement on GameStop share trading- Steven Maijoor | Market Integrity, MiFID - Investor Protection | Statement | PDF 96.93 KB |
||||
15/09/2020 | ESMA22-106-2858 | SMSG advice on ESG disclosure | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 251.29 KB |
||||
13/11/2020 | ESMA22-106-2993 | SMSG advice on Sustainability Templates | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 184.15 KB |
||||
11/06/2020 | ESMA32-334-245 | ESMA response to EC Consultation on NFRD | Corporate Disclosure, Sustainable finance | Statement | PDF 429.86 KB |
||||
15/03/2019 | ESMA33-5-735 | ESMA statement on the endorsement of UK credit ratings in case of a no-deal Brexit | Brexit, Credit Rating Agencies | Statement | PDF 122.54 KB |
||||
03/05/2017 | ESMA33-9-174 | Opening Statement for ECON Scrutiny Hearing on CRA Regulation | Credit Rating Agencies | Statement | PDF 154.31 KB |