ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Investor Protection X Credit Rating Agencies X Risk Analysis & Economics - Markets Infrastructure Investors X European Single Electronic Format X Corporate Disclosure X Short Selling X Joint Committee X Compliance table X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 09/08/2011 | JC IFC | List of identified financial conglomerates | Joint Committee | Reference | PDF 172.11 KB |
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| 23/03/2012 | JC 2011/82 | Joint Committee of the ESAs- Work programme 2012 | Joint Committee | Reference | PDF 89.31 KB |
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| 23/03/2012 | JC 2011/17 | Medium term strategy for the Joint Committee | Joint Committee | Reference | PDF 152.87 KB |
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| 17/04/2012 | JC/2011/17 | Medium term strategy for the Joint Committee | Joint Committee | Reference | PDF 152.75 KB |
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| 17/04/2012 | JC/2011/82 | Joint Committee of the ESAs- Work programme 2012 Overview of deliverables | Joint Committee | Reference | PDF 89.31 KB |
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| 19/07/2012 | 2011/454 | MOU on the supervision of CRAs- ESMA and ASIC | Credit Rating Agencies, International cooperation | Reference | PDF 4 MB |
This document contains two copies of the MOU, signed by ESMA and by the ASIC. | |||
| 19/07/2012 | 2012/124 | MOU on the supervision of CRAs- ESMA and MAS | Credit Rating Agencies, International cooperation | Reference | PDF 574.14 KB |
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| 19/07/2012 | MOU SFC ESMA | MOU on the supervision of CRAs- ESMA and SFC Hong Kong | Credit Rating Agencies, International cooperation | Reference | PDF 497.63 KB |
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| 19/07/2012 | MOU SEC ESMA | MOU on the supervision of CRAs- ESMA and SEC | Credit Rating Agencies, International cooperation | Reference | PDF 306.87 KB |
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| 19/07/2012 | MOU CNV ESMA | MOU on the supervision of CRAs- ESMA and CNV Argentina | Credit Rating Agencies, International cooperation | Reference | PDF 169.13 KB |
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| 19/07/2012 | MOU Canada ESMA | MOU on the supervision of CRAs- ESMA and Canadian authorities | Credit Rating Agencies, International cooperation | Reference | PDF 139.68 KB |
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| 20/07/2012 | JC/2012/12 | List of identified financial conglomerates | Joint Committee | Reference | PDF 106.78 KB |
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| 01/08/2012 | 2012/490 | Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee | MiFID - Investor Protection | Reference | PDF 130.34 KB |
The deadline for responses to this call for interest has been extended two weeks, to 14 September 2012. | |||
| 02/08/2012 | JC/P/2012/01 | ESAs supervisory protocol on anti-money laundering of payment institutions | Joint Committee | Reference | PDF 606.88 KB |
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| 19/10/2012 | 2012/680 | Links to national websites for the purpose of the notification of net short positions | Short Selling | Reference | PDF 84.12 KB |
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| 19/10/2012 | 2012/682 | Guide to investing | MiFID - Investor Protection, Warnings and publications for investors | Reference | PDF 569.39 KB |
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| 24/10/2012 | JC/2012/88 | EBA, EIOPA and ESMA’s Response to the European Commission’s Call for Advice on the Fundamental Review of the Financial Conglomerates Directive | Joint Committee | Reference | PDF 590.58 KB |
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| 10/12/2012 | ESMA SSR Review mandate | Formal request to ESMA for technical advice on the evalutation of the short selling regulation | Short Selling | Reference | PDF 34.44 KB |
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| 19/12/2012 | 2012/850 | MiFID supervisory briefing- Suitability | MiFID - Investor Protection | Reference | PDF 238 KB |
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| 10/01/2013 | 2013/8 | Call for expression of interest: Consultative Working Group for ESMA’s Corporate Reporting Standing Committee | Corporate Disclosure | Reference | PDF 84.57 KB |
Applications are welcome by 13.00 CET on 15 February 2013. |