ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
08/01/2021 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
256.69 KB
08/01/2021 ESMA71-102-173 ESMA Q&As- list of questions currently under development Reference XLSX
115.81 KB
05/01/2021 ESMA40-134-2458 Conflict of interests and ethics policy- ESMA staff , Reference PDF
6.72 MB
04/01/2021 ESMA70-145-1020 List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons Reference PDF
211.7 KB
22/12/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
651.6 KB
16/12/2020 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
64.38 KB
14/12/2020 ESMA20-92-117 ESMA Staff Stakeholder contacts in the Third Quarter 2020 Reference PDF
84.79 KB
26/11/2020 ESMA74-362-991 Response Form CP DRSP Fees , , Reference DOCX
760.67 KB
26/11/2020 ESMA74-362-991 Reponse form CP DRSP Criteria for Derogation , Reference DOCX
761.38 KB
03/11/2020 ESMA71-99-1423 QA Fast Track Peer Review- Wirecard , , Q&A PDF
248.14 KB
12/10/2020 ESMA22-105-1230 Annex to Opening Statement for ECON Hearing 12 October 2020 , , , , Reference PDF
350.51 KB
09/10/2020 ESMA ED Calendar 2020 Calendar of the Executive Director of ESMA Reference PDF
125.36 KB
09/10/2020 ESMA Chair calendar 2020 Calendar of the Chair of ESMA Reference PDF
163.28 KB
05/10/2020 ESMA41-140-79 Technical standards , Reference XLSX
120.37 KB
05/10/2020 ESMA22-106-2819 SMSG advice on 2021 Annual Work Programme , SMSG Advice PDF
117.42 KB
25/09/2020 ESMA02-91-3007 Final Accounts of the European Securities and Markets Authority Financial Year 2019 , Reference PDF
747.17 KB
03/08/2020 ESMA20-92-162 ESMA Staff Stakeholder contacts in the Second Quarter 2020 Reference PDF
160.26 KB
08/07/2020 ESMA70-1861941480-56 Q&A on MiFIR data reporting , Q&A PDF
1.03 MB
08/07/2020 ESMA33-5-852 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire C Reference DOCX
747.02 KB
08/07/2020 ESMA33-5-850 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire B Reference DOCX
740.64 KB

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