ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
13
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Securitisation filter Securitisation
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Innovation and Products filter Innovation and Products
- Post Trading (15) Apply Post Trading filter
- MiFID - Secondary Markets (13) Apply MiFID - Secondary Markets filter
- Fund Management (10) Apply Fund Management filter
- Joint Committee (8) Apply Joint Committee filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- CESR Archive (7) Apply CESR Archive filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Credit Rating Agencies (6) Apply Credit Rating Agencies filter
- Market Abuse (3) Apply Market Abuse filter
- Prospectus (3) Apply Prospectus filter
- Short Selling (3) Apply Short Selling filter
- Transparency (3) Apply Transparency filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Trade Repositories (2) Apply Trade Repositories filter
- Benchmarks (1) Apply Benchmarks filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Market Integrity (1) Apply Market Integrity filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Standards filter Technical Standards
- Reference (241) Apply Reference filter
- Press Release (96) Apply Press Release filter
- SMSG Advice (90) Apply SMSG Advice filter
- Report (88) Apply Report filter
- Guidelines & Recommendations (81) Apply Guidelines & Recommendations filter
- Final Report (67) Apply Final Report filter
- Opinion (67) Apply Opinion filter
- Consultation Paper (49) Apply Consultation Paper filter
- Letter (45) Apply Letter filter
- Speech (44) Apply Speech filter
- Summary of Conclusions (43) Apply Summary of Conclusions filter
- Statement (39) Apply Statement filter
- Investor Warning (27) Apply Investor Warning filter
- Compliance table (13) Apply Compliance table filter
- Decision (8) Apply Decision filter
- Technical Advice (7) Apply Technical Advice filter
- Annual Report (3) Apply Annual Report filter
Your filters
MiFID - Investor Protection X Careers X Securities and Markets Stakeholder Group X Corporate Governance X Risk Analysis & Economics - Markets Infrastructure Investors X Innovation and Products X Securitisation X Sustainable finance X Technical Standards X Q&A X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
||||
| 13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
| 26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
| 30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |