ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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04/08/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 561.38 KB |
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02/08/2022 | ESMA70-155-11635 | CSD Register | Post Trading | Reference | PDF 1.15 MB |
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29/07/2022 | CPD22 | Joint ESAs Consumer Protection Day- Programme | Joint Committee, MiFID - Investor Protection | Reference | PDF 627.01 KB |
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25/07/2022 | ESMA70-708036281-113 | Third-country markets considered as equivalent to a regulated market under EMIR | Post Trading | Reference | PDF 68.9 KB |
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21/07/2022 | ESMA71-99-1986 | Press Release- ESMA finds NCAs' scrutiny and approval of prospectuses satisfactory | Press Releases, Prospectus | Press Release | PDF 110.6 KB |
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21/07/2022 | ESMA42-111-7170 | Final Report- Prospectus Peer Review | Prospectus | Final Report | PDF 2.01 MB |
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21/07/2022 | ESMA35-36-2621 | Final report EBA-ESMA on SREP guidelines under IFD | MiFID - Investor Protection | Final Report | PDF 1.43 MB |
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20/07/2022 | ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 322.1 KB |
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20/07/2022 | ESMA50-164-2193 | TRV Article_Key Retail Risk Indicators for the EU single market | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 419.1 KB |
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19/07/2022 | ESMA35-43-3020 | Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 320.25 KB |
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19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
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15/07/2022 | ESMA40-134-2458 | Conflict of interests and ethics policy- ESMA staff | Careers, Corporate Information | Reference | PDF 3.5 MB |
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12/07/2022 | ESMA74-362-2566 | Third updated LEI statement SFTR | Market data, Post Trading, Securities Financing Transactions | Statement | PDF 130.43 KB |
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11/07/2022 | ESMA70-450-1185 | Reply_Form_CP_Consultation Paper_Amendment of Article 19 of CSDR RTS on Settlement Discipline | Post Trading | Reference | DOCX 749.66 KB |
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11/07/2022 | ESMA70-450-1173 | Consultation Paper- Amendment of Article 19 of CSDR RTS on Settlement Discipline | Post Trading | Consultation Paper | PDF 312.96 KB |
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11/07/2022 | ESMA70-460-117 | Response Form- Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure | Innovation and Products, MiFID - Secondary Markets | Reference | DOCX 752.81 KB |
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11/07/2022 | ESMA70-460-34 | Consultation Paper on Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure | Innovation and Products, MiFID - Secondary Markets | Consultation Paper | PDF 998.27 KB |
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11/07/2022 | ESMA70-446-675 | Reply_Form_CP on CO and DTO referencing ESTR | Post Trading | Reference | DOCX 750.84 KB |
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11/07/2022 | ESMA70-446-369 | Consultation Paper on CO and DTO referencing ESTR | Post Trading | Consultation Paper | PDF 1.12 MB |
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08/07/2022 | JC 2022 32 | Mandate of the European Supervisory Authorities’ Joint Committee Sub-Committee on Digital Operational Resilience | Innovation and Products, Joint Committee | Reference | PDF 586.3 KB |