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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
08/09/2021 JC 2021 45 Joint ESA report on Risks and Vulnerabilities in the EU financial system No 2 2021 , Report PDF
642.21 KB
01/09/2021 ESMA 50-165-1838 ESMA report on trends, risks and vulnerabilities no.2 2021- statistical annex , Report PDF
1.72 MB
01/09/2021 ESMA50-165-1842 ESMA report on trends, risks and vulnerabilities no.2 2021 Report PDF
2.68 MB
20/07/2021 ESMA34-32-865 Penalties and measures imposed under the AIFMD in 2020 Report PDF
510 KB
20/07/2021 ESMA34-45-1269 Penalties and measures imposed under the UCITS Directive in 2020 Report PDF
516.21 KB
19/07/2021 ESMA35-43-2751 Sanctions and measures imposed under MiFID II in 2020 Report PDF
383.39 KB
01/07/2021 ESMA 34-45-1219 Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds Report PDF
1.36 MB
16/06/2021 ESMA20-95-1381 2020 Annual Report , , , Annual Report PDF
4 MB
03/06/2021 ESMA50-165-1761 ESMA Risk Dashboard No. 1 2021 , Report PDF
819.04 KB
28/05/2021 ESMA81-393-98 Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing , Report PDF
200.21 KB
17/05/2021 JC 2021 31 JC Report on the implementation and functioning of the Securitisation Regulation , Report PDF
1.03 MB
14/04/2021 ESMA 50-165-1710 ESMA annual statistical report on performance and costs of retail investment products in the EU- 2021 , , Report PDF
2.54 MB
08/04/2021 ESMA50-165-1734 EU Alternative Investment Funds- 2021 Statistical Report , , Report PDF
1.77 MB
31/03/2021 JC 2021 27 JOINT ESA REPORT ON RISKS AND VULNERABILITIES IN THE EU FINANCIAL SYSTEM No 1 2021 , Report PDF
641.71 KB
17/03/2021 esma50-165-1495 ESMA report on trends, risks and vulnerabilities no.1 2021- statistical annex Report PDF
1.9 MB
17/03/2021 ESMA50-165-1524 ESMA report on trends, risks and vulnerabilities no.1 2021 Report PDF
3.75 MB
27/01/2021 ESMA35-43-2507 Report to the EU institutions Article 52 MiFIR Report PDF
354.1 KB
14/12/2020 ESMA 33-9-383 CRA Market Share Calculation 2020 Annual Report PDF
511.26 KB
30/11/2020 ESMA-50-165-1355 ASR on EU Securities markets- 2020 Report PDF
1.69 MB

This document has been updated on 30 November 2020 to include footnotes indicating the cut off date for the reference and transparency data used as a basis for certain analyses.

20/11/2020 ESMA WP-2020-04 ESMA working paper on HFT and ghost liquidity Report PDF
631.76 KB

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