ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 26/03/2021 | ESMA34-49-309 | Consultation paper on EU Money Market Fund Regulation – legislative review | Fund Management | Consultation Paper | PDF 527.43 KB |
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| 25/02/2021 | ESMA80-187-807 | Consultation Paper- Guidelines on use of alternative methodology | Benchmarks | Consultation Paper | PDF 263.42 KB |
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| 29/01/2021 | ESMA35-36-2159 | CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements | MiFID - Investor Protection | Consultation Paper | PDF 454.65 KB |
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| 23/12/2020 | ESMA43-370-272 | CP on Procedural rules for penalties imposed on Benchmark Administrators | Benchmarks | Consultation Paper | PDF 370.26 KB |
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| 23/12/2020 | ESMA43-370-274 | CP TA on rules of procedure to impose penalties on DRSPs | Post Trading | Consultation Paper | PDF 361.39 KB |
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| 20/11/2020 | ESMA74-362-837 | CP on DRSP fees | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 526.22 KB |
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| 20/11/2020 | ESMA74-362-932 | CP on DRSP criteria for derogation | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 384.54 KB |
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| 09/11/2020 | ESMA34-45-926 | Consultation paper on draft Guidelines on marketing communications | Fund Management | Consultation Paper | PDF 383.06 KB |
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| 25/09/2020 | ESMA80-187-623 | Consultation Paper on BMR Advice Fees | Benchmarks | Consultation Paper | PDF 479.77 KB |
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| 24/09/2020 | ESMA74-362-773 | CP on MiFID II MiFIR review report | Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading | Consultation Paper | PDF 688.1 KB |
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| 31/07/2020 | ESMA35-43-2464 TC | Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | MiFID - Investor Protection | Consultation Paper | PDF 744.01 KB |
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| 31/07/2020 | ESMA35-43-2464 | Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | MiFID - Investor Protection | Consultation Paper | PDF 711.12 KB |
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| 09/07/2020 | ESMA74-362-608 | Guidelines on calculation of positions in SFTs by Trade Repositories | Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 799.81 KB |
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| 15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
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| 15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
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| 02/04/2020 | ESMA70-151-2823 | ESMA Report to the European Commission on Central Clearing Obligations for PSA- No 1 | Joint Committee, Post Trading, Supervisory convergence | Consultation Paper | PDF 309.21 KB |
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| 31/03/2020 | ESMA34-39-966 | Consultation paper on ITS on cross-border distribution of funds | Fund Management | Consultation Paper | PDF 341.49 KB |
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| 27/03/2020 | ESMA34-39-967 | Consultation paper on Guidelines on Article 25 of Directive 2011/61/EU | Fund Management | Consultation Paper | PDF 411.64 KB |
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| 27/03/2020 | ESMA74-362-47 | CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Consultation Paper | PDF 2.66 MB |
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| 26/03/2020 | ESMA70-151-2852 | Consultation Report PTRR Services- Article 85(3a) of EMIR | Post Trading, Supervisory convergence | Consultation Paper | PDF 537.27 KB |