ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
05/06/2020 ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements , Guidelines & Recommendations PDF
268.59 KB
02/06/2020 Overview recruitments Overview recruitments- Updated 29 May 2020 , Reference PDF
742.09 KB
29/05/2020 ESMA22-106-2386 Summary of Conclusions Board of Supervisors conference call- 5 May 2020 Summary of Conclusions PDF
186.36 KB
29/05/2020 ESMA22-106-2358 Summary of Conclusions Board of Supervisors conference call- 29 April 2020 Summary of Conclusions PDF
0 bytes
28/05/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
1014.59 KB
28/05/2020 ESMA70-156-2187 Public Statement BMR transitional period- pending applications Reference PDF
130.51 KB
28/05/2020 ESMA22-106-2088 Summary of Conclusions Board of Supervisors conference call- 29 January 2020 Summary of Conclusions PDF
317.5 KB
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence 2020 , Compliance table PDF
159.96 KB
15/05/2020 ESMA22-106-2359 Summary of Conclusions Board of Supervisors conference call- 22 April 2020 Summary of Conclusions PDF
178.35 KB
15/05/2020 ESMA22-106-2343 Summary of Conclusions Board of Supervisors conference call- 15 April 2020 Summary of Conclusions PDF
171.42 KB
15/05/2020 ESMA22-106-2298 Summary of Conclusions Board of Supervisors conference call- 8 April 2020 Summary of Conclusions PDF
183.02 KB
15/05/2020 ESMA22-106-2288 Summary of Conclusions Board of Supervisors conference call- 26 March 2020 Summary of Conclusions PDF
122.01 KB
15/05/2020 ESMA22-106-2277 Summary of Conclusions Board of Supervisors conference call- 1 April 2020 Summary of Conclusions PDF
155.69 KB
07/05/2020 ESMA22-106-2274 Summary of Conclusions Board of Supervisors conference call- 1 April 2020 Summary of Conclusions PDF
176.21 KB
07/05/2020 ESMA22-106-2269 Summary of Conclusions Board of Supervisors conference call- 26 March 2020 Summary of Conclusions PDF
326.16 KB
06/05/2020 ESMA35-43-2391 Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity , Statement PDF
118.75 KB
06/05/2020 ESMA41-140-79 Technical standards , Reference XLSX
119.1 KB
30/04/2020 ESMA22-106-2150 Summary of Conclusions Board of Supervisors conference call- 20 March 2020 Summary of Conclusions PDF
182.47 KB
30/04/2020 ESMA22-106-2146 Summary of Conclusions Board of Supervisors conference call- 18 March 2020 Summary of Conclusions PDF
147.09 KB
30/04/2020 ESMA22-106-2136 Summary of Conclusions Board of Supervisors conference call- 16 March 2020 Summary of Conclusions PDF
182.1 KB

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