ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/12/2020 | ESMA74-362-824 | Final Report_on_the_ts_on_reporting_data_quality_data_access_and_registration_of_trs_under_emir_refit | Board of Supervisors, Post Trading | Final Report | PDF 3.07 MB |
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| 23/11/2020 | ESMA70-156-3883 | Final report on the Clearing Obligation (intragroups and novations) | Post Trading | Final Report | PDF 356.21 KB |
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| 23/11/2020 | ESAs 2020 20 | Final Report- Bilateral margin amendments (intragroup equity options and novations) | Post Trading | Final Report | PDF 401.96 KB |
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| 29/10/2020 | ESMA70-156-3581 | Final Report on SME GMs RTS-ITS under MAR | Market Abuse, Market Integrity | Final Report | PDF 691.32 KB |
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| 28/09/2020 | ESMA70-156-3329 | MiFID II MiFIR review report on the transparency regime for non-equity instruments | Trading | Final Report | PDF 1.48 MB |
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| 28/09/2020 | ESMA35-43-2424 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Final Report | PDF 1.23 MB |
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| 24/09/2020 | ESMA70-156-2391 | Final Report- MAR Review | Market Abuse, Market Integrity | Final Report | PDF 1.94 MB |
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| 23/09/2020 | ESMA70-155-10272 | Final Report on Cum Ex and other multiple withholding tax reclaim schemes | Market Abuse, Market Integrity, Trading | Final Report | PDF 906.57 KB |
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| 28/08/2020 | ESMA70-156-3490 | CSDR RTS on Settlement Discipline – Postponement until 1 February 2022 | Post Trading | Final Report | PDF 365.39 KB |
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| 15/07/2020 | ESMA31-62-1426 | ESMA Guidelines on disclosure requirements under the Prospectus Regulation | Prospectus | Final Report | PDF 1.41 MB |
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| 05/06/2020 | ESMA35-36-1946 | Final Report Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 395.33 KB |
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| 13/05/2020 | ESMA80-189-6982 | EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges | COVID-19, Credit Rating Agencies | Final Report | PDF 436.43 KB |
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| 08/04/2020 | ESMA35-43-2320 | ESMA opinion under article 43(2) MiFIR (HU_BO) | MiFID - Investor Protection | Opinion | PDF 110.81 KB |
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| 08/04/2020 | ESMA35-43-2321 | ESMA opinion under article 43(2) MiFIR (HU_CFD) | MiFID - Investor Protection | Opinion | PDF 113.32 KB |
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| 31/03/2020 | ESMA43-370-103 | Final report on TA on EMIR 2.2 CCP fines | CCP Directorate, Credit Rating Agencies, Post Trading, Trade Repositories | Final Report | PDF 478.11 KB |
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| 30/03/2020 | ESMA70-151-2919 | Final Report EMIR RTS on Colleges for CCPs | CCP Directorate, Post Trading, Supervisory convergence | Final Report | PDF 273.08 KB |
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| 07/02/2020 | ESMA70-156-2076 | EMIR Final Report on alignment clearing and trading obligations | Post Trading | Final Report | PDF 309.87 KB |
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| 04/02/2020 | ESMA70-151-2895 | Final Report-RTS Settlement Discipline Postponement | Post Trading | Final Report | PDF 331.29 KB |
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| 03/02/2020 | ESMA35-43-2171 | ESMA opinion under article 43(2) MiFIR (NO_CFD) | MiFID - Investor Protection | Opinion | PDF 123.35 KB |
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| 03/02/2020 | ESMA35-43-2172 | ESMA opinion under article 43(2) MiFIR (NO_BO) | MiFID - Investor Protection | Opinion | PDF 107.2 KB |