ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
42
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Brexit filter Brexit
- (-) Remove Corporate Governance filter Corporate Governance
- Securities and Markets Stakeholder Group (98) Apply Securities and Markets Stakeholder Group filter
- Risk Analysis & Economics - Markets Infrastructure Investors (48) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (41) Apply Post Trading filter
- Fund Management (31) Apply Fund Management filter
- Supervisory convergence (28) Apply Supervisory convergence filter
- Joint Committee (27) Apply Joint Committee filter
- Corporate Disclosure (22) Apply Corporate Disclosure filter
- IFRS Supervisory Convergence (22) Apply IFRS Supervisory Convergence filter
- MiFID - Secondary Markets (21) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (16) Apply Credit Rating Agencies filter
- Sustainable finance (13) Apply Sustainable finance filter
- Prospectus (10) Apply Prospectus filter
- Market Abuse (9) Apply Market Abuse filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- CESR Archive (7) Apply CESR Archive filter
- Market data (7) Apply Market data filter
- Benchmarks (6) Apply Benchmarks filter
- Market Integrity (6) Apply Market Integrity filter
- Securitisation (6) Apply Securitisation filter
- Trade Repositories (6) Apply Trade Repositories filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- CCP Directorate (5) Apply CCP Directorate filter
- Corporate Finance (4) Apply Corporate Finance filter
- Short Selling (4) Apply Short Selling filter
- Transparency (4) Apply Transparency filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Management Board (2) Apply Management Board filter
- Crowdfunding (1) Apply Crowdfunding filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Q&A filter Q&A
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove Technical Standards filter Technical Standards
- Reference (180) Apply Reference filter
- Press Release (87) Apply Press Release filter
- Annual Report (80) Apply Annual Report filter
- Guidelines & Recommendations (80) Apply Guidelines & Recommendations filter
- Statement (77) Apply Statement filter
- Opinion (67) Apply Opinion filter
- Speech (49) Apply Speech filter
- Consultation Paper (36) Apply Consultation Paper filter
- Investor Warning (28) Apply Investor Warning filter
- Final Report (27) Apply Final Report filter
- Letter (24) Apply Letter filter
- Compliance table (11) Apply Compliance table filter
- Decision (11) Apply Decision filter
- Technical Advice (6) Apply Technical Advice filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
MiFID - Investor Protection X Careers X Corporate Governance X Brexit X Innovation and Products X Corporate Information X Technical Standards X Q&A X SMSG Advice X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
||||
| 07/02/2022 | ESA 2022 01 | Joint ESA response to the EU Commission on Digital Finance | Innovation and Products, Joint Committee | Report | PDF 2.57 MB |
||||
| 06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, Innovation and Products, MiFID - Investor Protection | Report | PDF 4.08 MB |
||||
| 14/04/2021 | ESMA 50-165-1710 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2021 | Fund Management, Innovation and Products, Market data | Report | PDF 2.54 MB |
||||
| 29/09/2020 | ESMA WP-2020-3 | ESMA working paper on DVC mechanism and impact on EU equity markets | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 535.76 KB |
||||
| 18/02/2021 | ESMA WP-2021-03 | ESMA working paper on MiFID II research unbundling | Innovation and Products | Report | PDF 1.18 MB |
Presentation given during the Webinar organised on 25 February 2021 ESMA50-165-1308_RESEARCH_UNBUNDLING_PRESENTATION.PDF (europa.eu) |
|||
| 06/05/2019 | ESMA/2016/990 | Report on budgetary and financial management 2015 | Corporate Information, Planning reporting budget | Report | PDF 544.34 KB |
||||
| 06/05/2019 | ESMA02-1733218672-745 | Report on budgetary and financial management 2016 | Corporate Information, Planning reporting budget | Report | PDF 548.5 KB |
||||
| 06/05/2019 | ESMA02-91-1958 | Report on budgetary and financial management 2017 | Corporate Information, Planning reporting budget | Report | PDF 546.02 KB |
||||
| 25/09/2020 | ESMA02-91-2964 | Report on Budgetary and Financial Management Financial Year 2019 | Corporate Information, Planning reporting budget | Report | PDF 385.36 KB |
||||
| 02/10/2020 | ESMA20-95-1273 | 2021 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 608.58 KB |
||||
| 28/09/2021 | ESMA20-95-1430 | 2022 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 589.43 KB |
||||
| 05/10/2017 | ESMA20-95-619 | 2018 Work Programme | Corporate Information, Planning reporting budget | Report | PDF 533.61 KB |
||||
| 09/01/2020 | ESMA22-106-1942 | Strategic Orientation 2020-22 | Board of Supervisors, Corporate Information | Report | PDF 325.47 KB |
defr | |||
| 05/10/2020 | ESMA22-106-2819 | SMSG advice on 2021 Annual Work Programme | Corporate Information, Securities and Markets Stakeholder Group | SMSG Advice | PDF 117.42 KB |
||||
| 04/01/2022 | ESMA22-106-3800 | SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 374.84 KB |
||||
| 04/05/2022 | ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.55 KB |
||||
| 05/04/2017 | ESMA31-54-435 | Report on shareholder identification and communication systems | Corporate Finance, Corporate Governance | Report | PDF 1.09 MB |