ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/06/2005 | 05-365 | MAD AMPs- Frequently Asked Questions | CESR Archive | Q&A | PDF 55.99 KB |
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| 29/05/2007 | 07-320 | Q&A on Best Execution | CESR Archive | Q&A | PDF 578.51 KB |
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| 03/11/2009 | 09-559 | Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements | CESR Archive | Q&A | PDF 405.18 KB |
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| 08/03/2010 | 10-222 | FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 327.78 KB |
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| 19/04/2010 | 10-293 | Question and Answers- Understanding the definition of advice under MiFID | CESR Archive | Q&A | PDF 335.78 KB |
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| 06/05/2010 | 10-591 | Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee | CESR Archive | Q&A | PDF 130.84 KB |
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| 04/06/2010 | 10-521 | FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 206.24 KB |
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| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
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| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
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| 30/10/2015 | 2015/SMSG/021 | SoC Joint meeting SMSG-BoS | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 114.29 KB |
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| 30/10/2015 | 2015/SMSG/022 | SoC August 2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 196.51 KB |
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| 30/10/2015 | 2015/SMSG/030 | SoC SMSG September | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 164.91 KB |
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| 18/02/2016 | 2016/SMSG/004 | Summary of Conclusions SMSG meeting 11/12/2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 141.56 KB |
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| 18/02/2016 | 2016/SMG/005 | Summary of Conclusions Joint meeting 11/12/2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 159.42 KB |
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| 31/03/2016 | 2016/SMSG/004 | Summary of Conclusions SMSG meeting 03/02/2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 208.58 KB |
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| 29/04/2016 | 2016/665 | Q&A on ESMA’s EU-wide stress tests for CCPs | Post Trading | Q&A | PDF 269.98 KB |
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| 11/05/2016 | 2016/SMSG/012 | Summary of Conclusions SMSG meeting 05/04/2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 200.68 KB |
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| 01/07/2016 | 2016/SMSG/015 | Summary of Conclusions Joint BoS SMSG meeting 26 May 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 231.88 KB |
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| 01/07/2016 | 2016/SMSG/016 | Summary of Conclusions SMSG meeting 26-27 May 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 210.12 KB |
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| 14/11/2016 | 2016/SMSG/018 | Summary of Conclusions SMSG meeting 21 September 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 204.87 KB |