ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/09/2020 ESMA35-43-2424 Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR Final Report PDF
1.23 MB
24/09/2020 ESMA70-156-2391 Final Report- MAR Review , Final Report PDF
1.94 MB
23/09/2020 ESMA70-155-10272 Final Report on Cum Ex and other multiple withholding tax reclaim schemes , , Final Report PDF
906.57 KB
28/08/2020 ESMA70-156-3490 CSDR RTS on Settlement Discipline – Postponement until 1 February 2022 Final Report PDF
365.39 KB
05/06/2020 ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements , Final Report PDF
395.33 KB
01/04/2020 ESMA70-156-2311 MiFID II Review Report on position limits and position management , Final Report PDF
591.78 KB
31/03/2020 ESMA43-370-103 Final report on TA on EMIR 2.2 CCP fines , , , Final Report PDF
478.11 KB
30/03/2020 ESMA70-151-2919 Final Report EMIR RTS on Colleges for CCPs , , Final Report PDF
273.08 KB
07/02/2020 ESMA70-156-2076 EMIR Final Report on alignment clearing and trading obligations Final Report PDF
309.87 KB
04/02/2020 ESMA70-151-2895 Final Report-RTS Settlement Discipline Postponement Final Report PDF
331.29 KB
07/01/2020 ESMA70-151-2869 Final Report CCPs' Membership Criteria and Due Diligence Final Report PDF
229.41 KB
20/12/2019 JC 2019 20 Final report- EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework , Final Report PDF
344.98 KB
12/12/2019 ESMA42-111-4916 STOR Peer Review Report , Final Report PDF
1.17 MB
08/10/2019 ESMA70-151-2461 Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014 Final Report PDF
390.35 KB
03/05/2019 ESMA35-43-1737 Final report on integrating sustainability risks and factors in the MIFID II , , Final Report PDF
371.73 KB
08/11/2018 ESMA70-151-1854 Final Report on the CO regarding novated trades to the EU Final Report PDF
464.05 KB
27/09/2018 ESMA70-151-1768 Final report no.6 on the Clearing Obligation (intragroup) Final Report PDF
706.77 KB
30/07/2018 ESMA42-111-4479 Peer review on the Guidelines on ETFs and other UCITS issues Final Report PDF
1.11 MB
28/05/2018 ESMA35-43-869 Guidelines on certain aspects of the MiFID II suitability requirements Final Report PDF
788.12 KB
28/05/2018 ESMA70-151-1293 Final Report on Guidelines on CCP APC Margin Measures Final Report PDF
278.79 KB

Pages