ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Investor Protection X Supervisory convergence X Market Abuse X Corporate Finance X Post Trading X Technical Standards X Vacancy X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/09/2015 | 2015/1457 - Annex II | Annex II- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 1.44 MB |
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| 28/09/2015 | 2015/1457 Annex III | Annex III- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 910.14 KB |
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| 13/11/2015 | 2015/1674 | Cover letter to COM- EMIR Technical Standards | Post Trading | Letter | PDF 28.51 KB |
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| 06/10/2014 | 20141002 | CSDR mandates | Post Trading | Letter | PDF 43.4 KB |
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| 18/11/2013 | 2013/1657 | Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion | Post Trading | Technical Standards | PDF 394.75 KB |
The European Securities and Markets Authority (ESMA) has issued final draft regulatory technical standards (RTS) related to derivative transactions by non-European Union (EU) counterparties. The RTS implement provisions of the Regulation on OTC derivatives, central counterparties and trade repositories (EMIR). |
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| 27/09/2012 | 2012/600 | Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories | Post Trading | Technical Standards | PDF 1.88 MB |
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| 14/05/2019 | FISMA.C.3/IK/TL/Ares(2019)2120576 | EC Art 38 MAR mandate | Market Abuse, Market Integrity | Letter | PDF 187.62 KB |
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| 31/07/2014 | Markt/G3/GW/bh ARES(2014) | EC letter to ESMA on classification of financial instruments | Post Trading | Letter | PDF 60.84 KB |
The European Commission has written to ESMA regarding the definition of a financial instrument relating to foreign currency (FX contract). |
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| 28/07/2020 | Ares(2020) 3761873 | EC letter to ESMA on RTS on settlement discipline | Post Trading | Letter | PDF 140.84 KB |
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| 20/03/2014 | Ares(2014)513399 | EC response on classification of financial instruments | Post Trading | Letter | PDF 194.08 KB |
European Commission response to ESMA's letter to Michel Barnier, Commissioner for Internal Market and Services regarding the classificiation of financial instruments as derivatives sent on 14 February. ESMA Letter 2014/184 |
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| 13/05/2013 | 804587 | EMIR – Draft standard on the cross-border application of EMIR, (Art. 4(4) and 11(14)) | Post Trading | Letter | PDF 157.5 KB |
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| 16/12/2020 | ESA 2020 28 | ESAs Letter to IFRS Foundation consultation sustainability reporting | Corporate Finance | Letter | PDF 155.56 KB |
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| 13/07/2018 | ESMA31-59-995 | ESMA letter to EC on PR Level 1 | Corporate Finance | Letter | PDF 213.67 KB |
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| 18/06/2015 | 2015/943 | ESMA letter to European Commission regarding CSRD Level 2 Measures | Post Trading | Letter | PDF 43.43 KB |
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| 21/11/2014 | 2014/1385 | ESMA letter to European Commission regarding EMIR clearing obligation | Post Trading | Letter | PDF 34.57 KB |
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| 15/11/2013 | 2013/1655 | ESMA reply to Commission letter on the reporting of exchange traded derivatives under EMIR | Post Trading | Letter | PDF 42.73 KB |
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| 26/04/2016 | 2016/648 | ESMA response to the Commission Green Paper on retail financial services | MiFID - Investor Protection | Letter | PDF 197.44 KB |
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| 15/03/2011 | 2011/94 | ESMA response to the European Commission consultation on CSDs and securities settlement | Post Trading | Letter | PDF 54.2 KB |
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| 13/04/2018 | ESMA40-133-624 | ESMA's response to WP29 Consultation on Guidelines on Derogations | International cooperation, Supervisory convergence | Letter | PDF 428.49 KB |
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| 01/03/2013 | 308184 | European Commission extends deadline for ESMA advice on equivalence of non-EU rules with EMIR | Post Trading | Letter | PDF 137.93 KB |
On February 27, the European Commission extended for four months the deadline for ESMA advise on the equivalence between non-EU legal and supervisory frameworks and EMIR, the European Markets Infrastructure Regulation. According to the letter from the Commission, ESMA shall now deliver its advice on Japan and the USA by 15 June 2013 and, for the remaining countries specified in the request by 15 July 2013. The original deadline was 15 March 2013. |