ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
146
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X Post Trading X Prospectus X Innovation and Products X Technical Advice X CESR Document X Compliance table X Guidelines & Recommendations X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
06/04/2021 ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, MiFID - Investor Protection Guidelines & Recommendations PDF
258.09 KB		 bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
10/05/2021 ESMA50-164-4285 Guidelines On outsourcing to cloud service providers Innovation and Products Guidelines & Recommendations PDF
241.56 KB		 bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
04/10/2011 2011/323 Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Corporate Disclosure Technical Advice PDF
797.56 KB
23/03/2011 2011/67 Feedback statement- Consultation Paper on proposed amendments to CESR Prospectus, Corporate Disclosure CESR Document PDF
384.63 KB
23/03/2011 2011/81 Recommendations- ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive Guidelines and Technical standards, Prospectus, Corporate Disclosure Guidelines & Recommendations PDF
593.19 KB
01/03/2012 2012/137 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Corporate Disclosure Technical Advice PDF
1.32 MB		 ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD).  The advice was submitted to the Commission on 29 February 2012.  In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making.
21/08/2012 2012/387 BG Насоки относно определени аспекти на изискванията на MiFID за годност MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
357.81 KB
21/08/2012 2012/387 CS Obecné pokyny k určitým aspektům požadavků směrnice MiFID ohledně vhodnosti MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
363.15 KB
21/08/2012 2012/387 DA Retningslinjer for visse aspekter af egnethedskravene ifølge MiFID MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
341.81 KB
21/08/2012 2012/387 DE Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Eignung MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
355.69 KB
21/08/2012 2012/387 EL Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων καταλληλότητας που προβλέπονται στη MiFID MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
397.87 KB
06/07/2012 2012/387 en Guidelines on certain aspects of the MiFID suitability requirements MiFID - Investor Protection Guidelines & Recommendations PDF
298.21 KB
21/08/2012 2012/387 ES Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
347.12 KB
21/08/2012 2012/387 ET Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
328.4 KB
21/08/2012 2012/387 FI Ohjeet rahoitusmarkkinadirektiivin soveltuvuusvaatimusten tietyistä näkökohdista MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
304.47 KB
21/08/2012 2012/387 FR Orientations concernant certains aspects relatifs aux exigences d'adéquation de la directive MIF MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
353.32 KB
06/02/2014 2012/387 HR Smjernice o određenim aspektima MiFID-ovih zahtjeva vezanih uz primjerenost MiFID - Investor Protection Guidelines & Recommendations PDF
259.07 KB
21/08/2012 2012/387 HU Iránymutatások a MiFID szerinti alkalmassági követelmények bizonyos szempontjairól MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
349.57 KB
21/08/2012 2012/387 IT Orientamenti su alcuni aspetti dei requisiti di adeguatezza della direttiva MiFID MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
343.89 KB
21/08/2012 2012/387 LT Gairės dėl tam tikrų MiFID tinkamumo (suitability) reikalavimų aspektų MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
358.46 KB

Pages