ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
15/01/2021 ESMA50-164-772 Links to the national websites explaining the procedures for notifications of net short positions Reference PDF
162.9 KB
12/01/2021 ESMA70-155-11635 CSD Register Reference PDF
1013.54 KB
08/01/2021 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
256.69 KB
08/01/2021 ESMA71-102-173 ESMA Q&As- list of questions currently under development Reference XLSX
115.81 KB
04/01/2021 ESMA70-145-1020 List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons Reference PDF
211.7 KB
04/01/2021 EPSA List of Exempted Pension Schemes Reference PDF
144.02 KB
04/01/2021 ESMA70-151-2767 Designated Payment and Securities Settlement Systems Reference PDF
399.79 KB
04/01/2021 ESMA70-155-11638 Designated Authorities to notify opening of insolvency proceedings Reference PDF
254.59 KB
04/01/2021 ESMA70-151-887 CSDR List of relevant authorities- Article 12 Reference PDF
297.21 KB
04/01/2021 ESMA70-708036281-176 Public Register for the Clearing Obligation under EMIR Reference PDF
636.2 KB
04/01/2021 ESMA70-152-348 List of third-country CCPs recognised to offer services and activities in the Union Reference PDF
408.59 KB
04/01/2021 ESMA70-148-523 List of Central Counterparties authorised to offer services and activities in the Union Reference PDF
363.91 KB
04/01/2021 ESMA50-164-770 Links to national websites where net short positions in shares are disclosed Reference PDF
96.07 KB
04/01/2021 SSR sanctions Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) Reference PDF
371.24 KB
04/01/2021 ESMA70-153-236 ESMA-BoE MoU on UK CSD Recognition , Reference PDF
223.45 KB
23/12/2020 esma74-362-1498 Response_form_cp_drsp_procedural_rules_imposition_penalties Reference DOCX
757.4 KB
22/12/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
651.6 KB
21/12/2020 Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR- XLS Reference XLSX
40.79 KB
21/12/2020 Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR- PDF Reference PDF
456.01 KB
11/12/2020 ESMA70-151-995 Key relevant provisions of the corporate or similar law of a Member State, under which securities are constituted Reference PDF
1.92 MB

Pages