ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
14
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Short Selling filter Short Selling
- Securities and Markets Stakeholder Group (77) Apply Securities and Markets Stakeholder Group filter
- Post Trading (8) Apply Post Trading filter
- Credit Rating Agencies (5) Apply Credit Rating Agencies filter
- Fund Management (4) Apply Fund Management filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Sustainable finance (2) Apply Sustainable finance filter
- Transparency (2) Apply Transparency filter
- Corporate Information (1) Apply Corporate Information filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Prospectus (1) Apply Prospectus filter
Type of document
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (194) Apply Reference filter
- Guidelines & Recommendations (185) Apply Guidelines & Recommendations filter
- Opinion (181) Apply Opinion filter
- Press Release (114) Apply Press Release filter
- Consultation Paper (94) Apply Consultation Paper filter
- Final Report (87) Apply Final Report filter
- Statement (65) Apply Statement filter
- Letter (45) Apply Letter filter
- Report (45) Apply Report filter
- Speech (34) Apply Speech filter
- Investor Warning (26) Apply Investor Warning filter
- Q&A (23) Apply Q&A filter
- Decision (22) Apply Decision filter
- Compliance table (21) Apply Compliance table filter
- Technical Advice (10) Apply Technical Advice filter
- Annual Report (9) Apply Annual Report filter
- CESR Document (2) Apply CESR Document filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X Short Selling X Joint Committee X Supervisory convergence X Trading X ITMG X Securities Financing Transactions X Market Abuse X MiFID - Secondary Markets X Technical Standards X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 30/03/2012 | 2012/228 | Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Technical Standards | PDF 1.02 MB |
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012. | |||
| 29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
||||
| 19/12/2014 | 2014/1571 | Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation | MiFID - Secondary Markets | Technical Standards | PDF 281.16 KB |
The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision. | |||
| 23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
||||
| 30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
||||
| 28/09/2015 | 2015-ESMA-1464 | Final Report- draft RTS and ITS on MIFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.74 MB |
||||
| 28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
||||
| 28/09/2015 | 2015-ESMA-1455 | Final Report MAR TS | Market Abuse | Technical Standards | PDF 1.77 MB |
||||
| 09/02/2017 | ESMA70-872942901-3 | Revised ESMA draft MiFID ITS — position reporting of commodity derivatives | MiFID - Secondary Markets | Technical Standards | PDF 184.48 KB |
||||
| 28/02/2017 | ESMA70-872942901-21 - annex | Final Draft RTS on packaged orders | MiFID - Secondary Markets | Technical Standards | PDF 334.25 KB |
||||
| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 21/09/2018 | esma70-156-769 | ESMA opinion on MiFID II RTS 1 | MiFID - Secondary Markets | Technical Standards | PDF 645.02 KB |
||||
| 11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
||||
| 21/01/2020 | ESMA22-106-2077 | SMSG Advice on Joint Consultation Paper on PRIIPs KID | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 426.62 KB |