REFINE YOUR SEARCH
Type of document
|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|19/11/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/11/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/11/2020||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|11/11/2020||ESMA50-165-1371||ESMA Risk Dashboard No. 2 2020||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|12/10/2020||ESMA22-105-1230||Annex to Opening Statement for ECON Hearing 12 October 2020||Board of Supervisors, Brexit, Corporate Information, COVID-19, Speeches||Reference||PDF
|02/09/2020||ESMA50-165-1274||ESMA report on trends, risks and vulnerabilities no.2 2020- statistical annex||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|17/06/2020||ESMA63-46-710||Policy on the reimbursement for external persons||Careers, Management Board||Reference||PDF
|17/06/2020||ESMA63-46-716||Policy on the reimbursement of candidates and trainees||Careers, Management Board||Reference||PDF
|15/06/2020||ESMA20-95-1264||2019 Annual Report||Board of Supervisors, Corporate Information, Management Board, Planning reporting budget||Annual Report||PDF
|15/06/2020||ESMA20-95-1132||2020 Annual Work Programme- revised||Board of Supervisors, Corporate Information, Management Board, Planning reporting budget||Annual Report||PDF
|14/05/2020||ESMA50-165-1179||ESMA Risk Dashboard No. 1 2020||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|02/04/2020||ESMA 32-63-365||List of decisions published from the EECS’s Database of Enforcement||IFRS Supervisory Convergence||Reference||PDF
|01/04/2020||ESMA35-43-2126||Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II||MiFID - Investor Protection||Technical Advice||PDF
|19/02/2020||ESMA50-165-1041||ESMA TRV No 1 2020 Annex||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|04/02/2020||ESMA35-43-2134||ESMA’s Technical Advice to the Commission on the effects of product intervention measures||MiFID - Investor Protection||Technical Advice||PDF
|03/02/2020||ESMA35-43-1410||Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting||MiFID - Investor Protection||Reference||PDF
|13/01/2020||ESMA63-43-1444||ESMA Budget 2020||Board of Supervisors, Management Board, Planning reporting budget||Reference||PDF
|23/12/2019||ESMA50-164-2969||Alternative Investment Funds (AIFs) exposures to commercial real estate- 2018||Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|28/11/2019||ESMA50-165-1009||ESMA Risk Dashboard No. 4 2019||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|01/10/2019||ESMA20-95-1132||2020 Work Programme||Board of Supervisors, Corporate Information, Management Board, Planning reporting budget||Reference||PDF