ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 02/04/2019 | ESMA71-99-1138 | ESMA issues four positive opinions on national product intervention measures | MiFID - Investor Protection, Press Releases | Press Release | PDF 98.12 KB |
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| 27/03/2019 | ESMA71-99-1130 | ESMA renews CFD measures from 1 May 2019 | MiFID - Investor Protection, Press Releases | Press Release | PDF 103.57 KB |
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| 18/02/2019 | ESMA71-99-1057 | ESMA to renew prohibition on binary options for a further three months | MiFID - Investor Protection | Press Release | PDF 129.84 KB |
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| 19/12/2018 | ESMA71-99-1078 | ESMA renews CFD measures from February 1 | MiFID - Investor Protection, Press Releases | Press Release | PDF 172.74 KB |
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| 19/12/2018 | ESMA71-99-1085 | Press release- ESMA consults on measures to promote sustainability in EU capital markets | Credit Rating Agencies, Fund Management, MiFID - Investor Protection | Press Release | PDF 125.69 KB |
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| 09/11/2018 | ESMA71-99-1057 | ESMA renews binary options prohibition for a further three months from 2 January 2019 | MiFID - Investor Protection, Press Releases | Press Release | PDF 126.47 KB |
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| 28/09/2018 | ESMA71-99-1041 | ESMA to renew restriction on CFDs for a further three months | MiFID - Investor Protection, Press Releases | Press Release | PDF 148.81 KB |
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| 24/08/2018 | ESMA71-99-1026 | ESMA to renew prohibition on binary options for a further three months | MiFID - Investor Protection, Press Releases | Press Release | PDF 148.63 KB |
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| 01/06/2018 | ESMA71-99-973 | ESMA71-99-973 Press Release Product Intervention EUOJ publication | MiFID - Investor Protection, Press Releases, Warnings and publications for investors | Press Release | PDF 241.5 KB |
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| 30/05/2018 | ESMA71-99-987 | PR on EBA-ESMA statement on retail holders of bail-inable instruments | MiFID - Investor Protection, Press Releases, Warnings and publications for investors | Press Release | PDF 281.95 KB |
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| 27/03/2018 | ESMA71-98-128 | Press release- ESMA agrees to prohibit binary options and restrict CFDs to protect retail investors | MiFID - Investor Protection, Press Releases | Press Release | PDF 235.94 KB |
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| 12/02/2018 | ESMA71-99-946 | Press release- ESAs warn consumers of risks in buying virtual currencies | MiFID - Investor Protection | Press Release | PDF 128.93 KB |
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| 18/01/2018 | ESMA71-99-930 | Product Intervention Call for Evidence PR | MiFID - Investor Protection, Press Releases | Press Release | PDF 138.63 KB |
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| 29/11/2017 | ESMA71-99-661 | Peer Review on MiFID Compliance Function Press Release | MiFID - Investor Protection, Press Releases, Supervisory convergence | Press Release | PDF 149.89 KB |
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| 26/09/2017 | ESMA71-99-599 | EBA and ESMA provide guidance to assess the suitability of management body members and key function holders | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection, Press Releases | Press Release | PDF 243.97 KB |
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) have published their joint Guidelines to assess the suitability of members of management bodies and key function holders. |
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| 05/10/2016 | 2016/1438 | ESMA consults on product governance guidelines to safeguard investors | MiFID - Investor Protection, Press Releases | Press Release | PDF 152.24 KB |
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| 30/09/2016 | 2016/1411 | ESMA consults on future reporting rules for securities financing transactions | Post Trading, Press Releases, Securities Financing Transactions | Press Release | PDF 148.11 KB |
The European Securities and Markets Authority (ESMA) has issued today a consultation paper on draft technical standards implementing the Securities Financing Transaction Regulation (SFTR), which aims to increase the transparency of shadow banking activities. Securities financing transactions (SFTs) are transactions where securities are used to borrow cash (or other higher investment-grade securities), or vice versa – this includes repurchase transactions, securities lending and sell/buy-back transactions. |
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| 25/07/2016 | 2016/1167 | Press release- ESMA issues warning on sale of speculative products to retail investors | MiFID - Investor Protection | Press Release | PDF 147.01 KB |
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| 02/06/2016 | 2016/903 | ESMA reminds firms of responsibilities when selling bail-in securities | MiFID - Investor Protection | Press Release | PDF 145.75 KB |
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| 07/04/2016 | 2016/582 | ESMA finds room for improvement in national supervision of investment advice to retail clients | MiFID - Investor Protection, Press Releases, Supervisory convergence | Press Release | PDF 107.49 KB |