ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Investor Protection X Short Selling X Securities Financing Transactions X Corporate Governance X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/12/2019 | Market makers - XLS | Market makers and authorised primary dealers who are using the exemption under the SSR- XLS | Short Selling | Reference | XLSX 44.28 KB |
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| 05/12/2019 | Market makers - pdf | Market makers and authorised primary dealers who are using the exemption under the SSR- PDF | Short Selling | Reference | PDF 515.94 KB |
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| 04/12/2019 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1017.84 KB |
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| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 273.01 KB |
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| 19/11/2019 | ESMA71-319-154 | Banking and the MiFID II review | MiFID - Investor Protection, MiFID - Secondary Markets, Speeches | Speech | PDF 135.75 KB |
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| 04/11/2019 | esma22-105-1073 | Annex_to_the_opening_statement_for_econ_hearing_4_november_2019 | Short Selling | Speech | PDF 389.38 KB |
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| 30/09/2019 | ESMA-35-43-2090 | Call for evidence on MiFID II product intervention powers | MiFID - Investor Protection | Consultation Paper | PDF 197.51 KB |
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| 30/09/2019 | ESMA-35-43-1982 | ESMA opinion under Article 43(2) MiFIR (CY_CFD) | MiFID - Investor Protection | Opinion | PDF 115.93 KB |
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| 27/09/2019 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 160.41 KB |
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| 27/08/2019 | ESMA-35-43-2062 | ESMA opinion under Article 43(2) MiFIR (SI_BO) | MiFID - Investor Protection | Opinion | PDF 100.66 KB |
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| 27/08/2019 | ESMA-35-43-2063 | ESMA opinion under Article 43(2) MiFIR (SI_CFD) | MiFID - Investor Protection | Opinion | PDF 100.96 KB |
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| 20/08/2019 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 589.86 KB |
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| 31/07/2019 | ESMA-35-43-2054 | ESMA opinion under Article 43(2) MiFIR (HU_CFDs) | MiFID - Investor Protection | Opinion | PDF 104.66 KB |
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| 31/07/2019 | ESMA-35-43-1995 | ESMA opinion under Article 43(2) MiFIR (PL_CFD) | MiFID - Investor Protection | Opinion | PDF 120.29 KB |
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| 31/07/2019 | ESMA-35-43-1994 | ESMA opinion under Article 43(2) MiFIR (MT_CFD) | MiFID - Investor Protection | Opinion | PDF 120.65 KB |
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| 31/07/2019 | ESMA-35-43-1986 | ESMA opinion under Article 43(2) MiFIR (DE_CFD) | MiFID - Investor Protection | Opinion | PDF 99.52 KB |
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| 24/07/2019 | 2019-ESMA-35-43-1980- | ESMA opinion under Article 43(2) MiFIR (BG_CFD) | MiFID - Investor Protection | Opinion | PDF 98.64 KB |
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| 24/07/2019 | 2019-ESMA-35-43-1985- | ESMA opinion under Article 43(2) MiFIR (DK_CFD) | MiFID - Investor Protection | Opinion | PDF 98.63 KB |
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| 24/07/2019 | 2019-ESMA-35-43-2042- | ESMA opinion under Article 43(2) MiFIR (HR_CFD) | MiFID - Investor Protection | Opinion | PDF 99.31 KB |
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| 24/07/2019 | 2019-ESMA-35-43-2043- | ESMA opinion under Article 43(2) MiFIR (HR_BO) | MiFID - Investor Protection | Opinion | PDF 115.77 KB |