ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
123
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Short Selling filter Short Selling
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- MiFID - Secondary Markets (82) Apply MiFID - Secondary Markets filter
- Corporate Information (77) Apply Corporate Information filter
- Market Integrity (32) Apply Market Integrity filter
- Post Trading (24) Apply Post Trading filter
- Fund Management (20) Apply Fund Management filter
- CESR Archive (17) Apply CESR Archive filter
- COVID-19 (11) Apply COVID-19 filter
- Market Abuse (10) Apply Market Abuse filter
- Credit Rating Agencies (7) Apply Credit Rating Agencies filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Joint Committee (6) Apply Joint Committee filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Benchmarks (4) Apply Benchmarks filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Brexit (4) Apply Brexit filter
- Innovation and Products (3) Apply Innovation and Products filter
- Prospectus (3) Apply Prospectus filter
- Securitisation (3) Apply Securitisation filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- Management Board (2) Apply Management Board filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Trade Repositories (1) Apply Trade Repositories filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Compliance table filter Compliance table
- (-) Remove Annual Report filter Annual Report
- Guidelines & Recommendations (551) Apply Guidelines & Recommendations filter
- Press Release (309) Apply Press Release filter
- Letter (79) Apply Letter filter
- Reference (53) Apply Reference filter
- Statement (38) Apply Statement filter
- Consultation Paper (30) Apply Consultation Paper filter
- Investor Warning (26) Apply Investor Warning filter
- Final Report (24) Apply Final Report filter
- Report (13) Apply Report filter
- Speech (13) Apply Speech filter
- Decision (11) Apply Decision filter
- Q&A (7) Apply Q&A filter
- Technical Advice (5) Apply Technical Advice filter
- Technical Standards (2) Apply Technical Standards filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X Short Selling X Vacancies X Press Releases X IAS Regulation X Guidelines and Technical standards X Compliance table X Annual Report X Opinion X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
10/02/2021 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 222.38 KB |
||||
18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |
||||
13/11/2020 | ESMA34-32-699 | Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 104.24 KB |
||||
27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 160.97 KB |
||||
15/04/2020 | ESMA70-155-9845 | Opinion on CNMV emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 302.98 KB |
||||
15/04/2020 | ESMA70-155-9848 | Opinion on FMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 432.15 KB |
||||
15/04/2020 | ESMA70-155-9854 | Opinion on AMF emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 304.63 KB |
||||
15/04/2020 | ESMA70-155-9833 | Opinion on FSMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 306.36 KB |
||||
15/04/2020 | ESMA70-155-9853 | Opinion on HCMC emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 308.38 KB |
||||
08/04/2020 | ESMA35-43-2320 | ESMA opinion under article 43(2) MiFIR (HU_BO) | MiFID - Investor Protection | Opinion | PDF 110.81 KB |
||||
08/04/2020 | ESMA35-43-2321 | ESMA opinion under article 43(2) MiFIR (HU_CFD) | MiFID - Investor Protection | Opinion | PDF 113.32 KB |
||||
24/03/2020 | ESMA70-155-9604 | Opinion on FMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 265.61 KB |
||||
19/03/2020 | ESMA70-155-9587 | Opinion on HCMC emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 260.22 KB |
||||
19/03/2020 | ESMA70-155-9590 | Opinion on FSMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 260.27 KB |
||||
18/03/2020 | ESMA70-155-9581 | Opinion on AMF emergency measure under SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 253.85 KB |
||||
17/03/2020 | ESMA70-155-9565 | Opinion on CONSOB emergency measure under SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 346.47 KB |
||||
17/03/2020 | ESMA70-155-9556 | Opinion on CNMV emergency measure under SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 173.98 KB |
||||
11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 166.08 KB |
||||
10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.52 KB |