ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
19/07/2021 ESMA35-36-2324 CP on Guidelines on certain aspects of the MiFID II remuneration requirements Consultation Paper PDF
624.54 KB
16/07/2021 ESMA34-32-352 Q&A on the Application of the AIFMD , Q&A PDF
688.52 KB
16/07/2021 ESMA34-43-392 Q&A on the application of the UCITS Directive Q&A PDF
722.03 KB
28/05/2021 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
1005.17 KB
26/05/2021 ESMA70-156-4067 Consultation Paper- Technical standards for commodity derivatives- MiFIDII Recovery Package , Consultation Paper PDF
863.42 KB
29/03/2021 ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR Technical Advice PDF
337.33 KB
26/03/2021 ESMA34-49-309 Consultation paper on EU Money Market Fund Regulation – legislative review Consultation Paper PDF
527.43 KB
29/01/2021 ESMA35-36-2159 CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Consultation Paper PDF
454.65 KB
09/11/2020 ESMA34-45-926 Consultation paper on draft Guidelines on marketing communications Consultation Paper PDF
383.06 KB
09/11/2020 ESMA31-67-127 Question and answers on Transparency Directive (TD) , , , , Q&A PDF
352.79 KB
03/11/2020 ESMA71-99-1423 QA Fast Track Peer Review- Wirecard , , Q&A PDF
248.14 KB
31/07/2020 ESMA35-43-2464 TC Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Consultation Paper PDF
744.01 KB
31/07/2020 ESMA35-43-2464 Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Consultation Paper PDF
711.12 KB
01/04/2020 ESMA35-43-2126 Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II Technical Advice PDF
464.68 KB
31/03/2020 ESMA34-39-966 Consultation paper on ITS on cross-border distribution of funds Consultation Paper PDF
341.49 KB
27/03/2020 ESMA34-39-967 Consultation paper on Guidelines on Article 25 of Directive 2011/61/EU Consultation Paper PDF
411.64 KB
04/02/2020 ESMA35-43-2134 ESMA’s Technical Advice to the Commission on the effects of product intervention measures Technical Advice PDF
425.6 KB
31/01/2020 ESMA35-43-2131 Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR Consultation Paper PDF
1.23 MB
16/10/2019 JC-2019-63 Consultation Paper on amendments to PRIIPs KID , Consultation Paper PDF
2.42 MB
30/09/2019 ESMA-35-43-2090 Call for evidence on MiFID II product intervention powers Consultation Paper PDF
197.51 KB

Pages