ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
7
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Short Selling filter Short Selling
- CESR Archive (109) Apply CESR Archive filter
- Securities and Markets Stakeholder Group (78) Apply Securities and Markets Stakeholder Group filter
- MiFID - Secondary Markets (9) Apply MiFID - Secondary Markets filter
- Post Trading (8) Apply Post Trading filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Credit Rating Agencies (5) Apply Credit Rating Agencies filter
- Fund Management (4) Apply Fund Management filter
- Transparency (4) Apply Transparency filter
- Prospectus (3) Apply Prospectus filter
- Market Abuse (2) Apply Market Abuse filter
- Sustainable finance (2) Apply Sustainable finance filter
- Vacancies (2) Apply Vacancies filter
- Corporate Information (1) Apply Corporate Information filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
Type of document
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove CESR Document filter CESR Document
- Guidelines & Recommendations (170) Apply Guidelines & Recommendations filter
- Reference (129) Apply Reference filter
- Press Release (107) Apply Press Release filter
- Opinion (95) Apply Opinion filter
- Final Report (89) Apply Final Report filter
- Report (65) Apply Report filter
- Consultation Paper (56) Apply Consultation Paper filter
- Statement (38) Apply Statement filter
- Letter (36) Apply Letter filter
- Investor Warning (26) Apply Investor Warning filter
- Speech (23) Apply Speech filter
- Decision (17) Apply Decision filter
- Q&A (15) Apply Q&A filter
- Compliance table (13) Apply Compliance table filter
- Technical Advice (9) Apply Technical Advice filter
- Annual Report (4) Apply Annual Report filter
Your filters
MiFID - Investor Protection X Short Selling X Audit X Risk Analysis & Economics - Markets Infrastructure Investors X Joint Committee X Supervisory convergence X ITMG X Technical Standards X Vacancy X SMSG Advice X CESR Document X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 21/01/2020 | ESMA22-106-2077 | SMSG Advice on Joint Consultation Paper on PRIIPs KID | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 426.62 KB |
||||
| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
||||
| 23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
||||
| 29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
||||
| 24/10/2012 | JC/CP/2012/01 Feedback statement | ESA feedback statement on the Joint CP on Financial Conglomerates | Joint Committee | CESR Document | PDF 82.95 KB |
||||
| 30/03/2012 | 2012/228 | Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Technical Standards | PDF 1.02 MB |
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012. |