ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/05/2022 | ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.55 KB |
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| 13/04/2022 | JC 2022 09 | Joint ESA report on Risks and Vulnerabilities in the EU financial system No 1 2022 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 949.47 KB |
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| 05/04/2022 | ESMA 50-165-1677 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2022 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 2.08 MB |
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| 10/03/2022 | ESMA42-111-5534 | Peer review report on cross border activities investment firms | Supervisory convergence | Report | PDF 802.07 KB |
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| 15/02/2022 | ESMA50-165-2058 | ESMA report on trends, risks and vulnerabilities No.1 2022 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 929.81 KB |
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| 03/02/2022 | ESMA50-165-1948 | EU Alternative Investment Funds- 2022 Statistical Report | Fund Management, Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.46 MB |
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| 04/01/2022 | ESMA22-106-3800 | SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 374.84 KB |
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| 22/12/2021 | ESMA80-416-197 | Report on CRA Market Share Calculation 2021 | Credit Rating Agencies | Report | PDF 494.35 KB |
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| 17/12/2021 | ESMA50-165-2001 | ASR on EU Derivatives markets- 2021 | Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.92 MB |
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| 17/12/2021 | ESMA50-165-2004 | ASR on EU Securities markets- 2021 | Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.2 MB |
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| 24/11/2021 | ESMA22-106-3734 | SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation | Securities and Markets Stakeholder Group, Short Selling | SMSG Advice | PDF 167.66 KB |
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| 18/10/2021 | ESMA42-110-3265 | Report on the independence of National Competent Authorities | Supervisory convergence | Report | PDF 458.92 KB |
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| 28/09/2021 | ESMA20-95-1430 | 2022 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 589.43 KB |
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| 08/09/2021 | JC 2021 45 | Joint ESA report on Risks and Vulnerabilities in the EU financial system No 2 2021 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 642.21 KB |
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| 01/09/2021 | ESMA 50-165-1838 | ESMA report on trends, risks and vulnerabilities no.2 2021- statistical annex | Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.72 MB |
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| 01/09/2021 | ESMA50-165-1842 | ESMA report on trends, risks and vulnerabilities no.2 2021 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 2.68 MB |
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| 20/07/2021 | ESMA32-382-1153 | Prospectus activity and sanctions report 2020 | Prospectus | Report | PDF 458.21 KB |
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| 19/07/2021 | ESMA35-43-2751 | Sanctions and measures imposed under MiFID II in 2020 | MiFID - Investor Protection | Report | PDF 383.39 KB |
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| 03/06/2021 | ESMA50-165-1761 | ESMA Risk Dashboard No. 1 2021 | Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 819.04 KB |
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| 28/05/2021 | ESMA81-393-98 | Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing | Benchmarks, Supervisory convergence | Report | PDF 200.21 KB |