ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
207
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Short Selling filter Short Selling
- (-) Remove Post Trading filter Post Trading
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove International cooperation filter International cooperation
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Guidelines and Technical standards (560) Apply Guidelines and Technical standards filter
- Fund Management (111) Apply Fund Management filter
- Credit Rating Agencies (46) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (20) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Market Abuse (7) Apply Market Abuse filter
- Prospectus (5) Apply Prospectus filter
- Market Integrity (3) Apply Market Integrity filter
- Transparency (3) Apply Transparency filter
- Benchmarks (2) Apply Benchmarks filter
- CCP Directorate (2) Apply CCP Directorate filter
- Market data (2) Apply Market data filter
- Vacancies (2) Apply Vacancies filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Innovation and Products (1) Apply Innovation and Products filter
- Securitisation (1) Apply Securitisation filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Technical Standards filter Technical Standards
- Reference (324) Apply Reference filter
- Final Report (153) Apply Final Report filter
- Press Release (145) Apply Press Release filter
- Consultation Paper (116) Apply Consultation Paper filter
- Opinion (116) Apply Opinion filter
- Report (102) Apply Report filter
- Letter (83) Apply Letter filter
- Statement (75) Apply Statement filter
- Speech (39) Apply Speech filter
- Investor Warning (27) Apply Investor Warning filter
- Technical Advice (25) Apply Technical Advice filter
- Q&A (24) Apply Q&A filter
- Compliance table (21) Apply Compliance table filter
- Decision (17) Apply Decision filter
- Summary of Conclusions (10) Apply Summary of Conclusions filter
- Annual Report (7) Apply Annual Report filter
- SMSG Advice (6) Apply SMSG Advice filter
- CESR Document (1) Apply CESR Document filter
Your filters
MiFID - Investor Protection X Short Selling X Audit X Risk Analysis & Economics - Markets Infrastructure Investors X Supervisory convergence X ITMG X Securities Financing Transactions X Post Trading X Joint Committee X International cooperation X Technical Standards X Vacancy X Guidelines & Recommendations X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
30/03/2012 | 2012/228 | Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Technical Standards | PDF 1.02 MB |
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012. | |||
06/07/2012 | 2012/387 en | Guidelines on certain aspects of the MiFID suitability requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 298.21 KB |
||||
06/07/2012 | 2012/388 EN | Guidelines on certain aspects of the MiFID compliance function requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 305.13 KB |
||||
06/07/2012 | 2012/388 | Guidelines on certain aspects of the MiFID compliance function requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 442.44 KB |
||||
21/08/2012 | 2012/387 BG | Насоки относно определени аспекти на изискванията на MiFID за годност | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 357.81 KB |
||||
21/08/2012 | 2012/387 CS | Obecné pokyny k určitým aspektům požadavků směrnice MiFID ohledně vhodnosti | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 363.15 KB |
||||
21/08/2012 | 2012/387 DA | Retningslinjer for visse aspekter af egnethedskravene ifølge MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 341.81 KB |
||||
21/08/2012 | 2012/387 NL | Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-geschiktheidseisen | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 355.02 KB |
||||
21/08/2012 | 2012/387 ET | Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 328.4 KB |
||||
21/08/2012 | 2012/387 FI | Ohjeet rahoitusmarkkinadirektiivin soveltuvuusvaatimusten tietyistä näkökohdista | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 304.47 KB |
||||
21/08/2012 | 2012/387 FR | Orientations concernant certains aspects relatifs aux exigences d'adéquation de la directive MIF | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 353.32 KB |
||||
21/08/2012 | 2012/387 DE | Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Eignung | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 355.69 KB |
||||
21/08/2012 | 2012/387 EL | Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων καταλληλότητας που προβλέπονται στη MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 397.87 KB |
||||
21/08/2012 | 2012/387 HU | Iránymutatások a MiFID szerinti alkalmassági követelmények bizonyos szempontjairól | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 349.57 KB |
||||
21/08/2012 | 2012/387 IT | Orientamenti su alcuni aspetti dei requisiti di adeguatezza della direttiva MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 343.89 KB |
||||
21/08/2012 | 2012/387 LV | Pamatnostādnes par noteiktiem FITD atbilstības noteikšanas prasību aspektiem | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 350.08 KB |
||||
21/08/2012 | 2012/387 LT | Gairės dėl tam tikrų MiFID tinkamumo (suitability) reikalavimų aspektų | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 358.46 KB |
||||
21/08/2012 | 2012/387 MT | Linji gwida dwar ċerti aspetti tal-valutazzjoni tal-adegwatezza tal-MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 350.2 KB |
||||
21/08/2012 | 2012/387 PL | Wytyczne w sprawie pewnych aspektów wymogów dyrektywy MiFID dotyczących odpowiedniości | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 352.93 KB |
||||
21/08/2012 | 2012/387 PT | Orientações relativas a determinados aspetos dos requisitos da DMIF em matéria de adequação | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 345.24 KB |