ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
252
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X Short Selling X Audit X Risk Analysis & Economics - Markets Infrastructure Investors X Supervisory convergence X ITMG X Securities Financing Transactions X Post Trading X Joint Committee X Credit Rating Agencies X Technical Standards X Vacancy X Guidelines & Recommendations X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
18/05/2011 2011/139 Final report- Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations PDF
653.98 KB
22/12/2011 2011/461 Final report- Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 Credit Rating Agencies Technical Standards PDF
555.25 KB
22/12/2011 2011/462 Final Report- Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation Credit Rating Agencies Technical Standards PDF
445.83 KB
22/12/2011 2011/463 Final report- Regulatory technical standards on the information for registration and certification of credit rating agencies Credit Rating Agencies Technical Standards PDF
444.79 KB
22/12/2011 2011/464 Final report- Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA Credit Rating Agencies Technical Standards PDF
485.78 KB
30/03/2012 2012/228 Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps Short Selling Technical Standards PDF
1.02 MB		 Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation)  requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012.
06/07/2012 2012/387 en Guidelines on certain aspects of the MiFID suitability requirements MiFID - Investor Protection Guidelines & Recommendations PDF
298.21 KB
06/07/2012 2012/388 EN Guidelines on certain aspects of the MiFID compliance function requirements MiFID - Investor Protection Guidelines & Recommendations PDF
305.13 KB
06/07/2012 2012/388 Guidelines on certain aspects of the MiFID compliance function requirements MiFID - Investor Protection Guidelines & Recommendations PDF
442.44 KB
21/08/2012 2012/387 BG Насоки относно определени аспекти на изискванията на MiFID за годност MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
357.81 KB
21/08/2012 2012/387 CS Obecné pokyny k určitým aspektům požadavků směrnice MiFID ohledně vhodnosti MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
363.15 KB
21/08/2012 2012/387 DA Retningslinjer for visse aspekter af egnethedskravene ifølge MiFID MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
341.81 KB
21/08/2012 2012/387 NL Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-geschiktheidseisen MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
355.02 KB
21/08/2012 2012/387 ET Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
328.4 KB
21/08/2012 2012/387 FI Ohjeet rahoitusmarkkinadirektiivin soveltuvuusvaatimusten tietyistä näkökohdista MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
304.47 KB
21/08/2012 2012/387 FR Orientations concernant certains aspects relatifs aux exigences d'adéquation de la directive MIF MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
353.32 KB
21/08/2012 2012/387 DE Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Eignung MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
355.69 KB
21/08/2012 2012/387 EL Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων καταλληλότητας που προβλέπονται στη MiFID MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
397.87 KB
21/08/2012 2012/387 HU Iránymutatások a MiFID szerinti alkalmassági követelmények bizonyos szempontjairól MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
349.57 KB
21/08/2012 2012/387 IT Orientamenti su alcuni aspetti dei requisiti di adeguatezza della direttiva MiFID MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
343.89 KB

Pages