ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/04/2021 | ESMA80-193-1713 | EMIR and SFTR data quality report 2020 | Market data, Press Releases, Securities Financing Transactions, Supervisory convergence | Final Report | PDF 791.94 KB |
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| 07/04/2021 | ESMA70-156-4103 | Final Report on SME GMs- MiFID II | Trading | Final Report | PDF 741.13 KB |
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| 06/04/2021 | ESMA74-362-1853 | Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories | Market data, Supervisory convergence, Trade Repositories | Final Report | PDF 221.11 KB |
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| 30/03/2021 | ESMA74-362-1013 | MiFIR review report on the obligations to report transactions and reference data | Market data, MiFID - Investor Protection | Final Report | PDF 1004.75 KB |
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| 29/03/2021 | ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi | Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR | MiFID - Investor Protection | Technical Advice | PDF 337.33 KB |
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| 29/03/2021 | ESMA70-151-2838 | Guidelines on Reporting Under SFTR | Securities Financing Transactions | Final Report | PDF 3.21 MB |
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| 03/02/2021 | JC 2020 66 | Final Report following consultation on draft regulatory technical standards to amend the PRIIPs KID | Fund Management, Joint Committee | Final Report | PDF 1.7 MB |
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| 18/01/2021 | JC 2020 84 | Final draft report on draft ITS on IGT and RC reporting templates for conglomerates | Joint Committee | Final Report | PDF 1.82 MB |
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| 28/09/2020 | ESMA70-156-3329 | MiFID II MiFIR review report on the transparency regime for non-equity instruments | Trading | Final Report | PDF 1.48 MB |
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| 28/09/2020 | ESMA35-43-2424 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Final Report | PDF 1.23 MB |
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| 23/09/2020 | ESMA70-155-10272 | Final Report on Cum Ex and other multiple withholding tax reclaim schemes | Market Abuse, Market Integrity, Trading | Final Report | PDF 906.57 KB |
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| 02/09/2020 | ESMA50-165-1287 | ESMA report on trends, risks and vulnerabilities no.2 2020 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.6 MB |
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| 05/06/2020 | ESMA35-36-1946 | Final Report Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 395.33 KB |
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| 01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
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| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
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| 01/04/2020 | ESMA70-156-2311 | MiFID II Review Report on position limits and position management | MiFID - Secondary Markets, Supervisory convergence | Final Report | PDF 591.78 KB |
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| 30/03/2020 | ESMA70-151-2919 | Final Report EMIR RTS on Colleges for CCPs | CCP Directorate, Post Trading, Supervisory convergence | Final Report | PDF 273.08 KB |
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| 19/02/2020 | ESMA50-165-1040 | ESMA report on trends, risks and vulnerabilities no.1 2020 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 1.42 MB |
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| 04/02/2020 | ESMA35-43-2134 | ESMA’s Technical Advice to the Commission on the effects of product intervention measures | MiFID - Investor Protection | Technical Advice | PDF 425.6 KB |
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| 06/01/2020 | ESMA70-151-2703 | Final Report- Guidelines on Reporting Under SFTR | Securities Financing Transactions | Final Report | PDF 1.38 MB |