ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence 2020 , Compliance table PDF
159.96 KB
25/05/2020 Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR- XLS Reference XLSX
44.03 KB
06/05/2020 ESMA70-156-2803 Response form- SME Growth Markets , , Reference DOCX
771.99 KB
06/05/2020 ESMA41-140-79 Technical standards , Reference XLSX
119.1 KB
30/04/2020 Organisation Chart ESMA Organigramme Reference PDF
103.51 KB

This organigramme represents the current structure of ESMA. 

29/04/2020 ESMA ED Calendar 2020 Calendar of the Executive Director of ESMA Reference PDF
119.97 KB
24/04/2020 ESMA Chair calendar 2020 Calendar of the Chair of ESMA Reference PDF
133.98 KB
23/04/2020 ESMA20-92-154 ESMA Staff Stakeholder contacts in the First Quarter 2020 Reference PDF
150.94 KB
17/04/2020 Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR- PDF Reference PDF
553.56 KB
20/03/2020 ESMA42-646012687-331 ESMA Guidelines , Reference PDF
477.92 KB
10/03/2020 ESMA35-43-1957 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) , Compliance table PDF
173.19 KB
10/03/2020 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
162.94 KB
28/02/2020 ESMA20-92-144 ESMA Staff Stakeholder contacts in the Fourth Quarter 2019 Reference PDF
165.03 KB
11/02/2020 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) , Compliance table PDF
156.28 KB
07/02/2020 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
205.07 KB
03/02/2020 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
482.99 KB
06/01/2020 ESMA74-362-388 LEI statement SFTR Reference PDF
105.88 KB
04/12/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation , , Compliance table PDF
273.01 KB
19/11/2019 ESMA71-319-154 Banking and the MiFID II review , , Speech PDF
135.75 KB
15/11/2019 ESMA20-92-134 ESMA Staff Stakeholder contacts in the third quarter 2019 Reference PDF
160.86 KB

Pages