ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
227
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X ITMG X Credit Rating Agencies X Post Trading X Reference X Report X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
21/01/2020 ESMA70-708036281-159 Competent Authorities Responsible for the Authorisation and Supervision of Central Securities Depositories (CSDs) Reference PDF
162.76 KB
16/01/2020 ESMA70-151-889 CSD Register Reference PDF
876.07 KB
10/01/2020 ESMA33-9-340 CRA Market Share Calculation 2019 Report PDF
446.77 KB
20/12/2019 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
263.65 KB
20/12/2019 ESMA80-196-3218 Follow-up Report on fees charged by CRAs and TRs , , Report PDF
606.45 KB
20/12/2019 ESMA71-100-1792 CRAs and TRs Follow Up Fees Factsheet , , Reference PDF
122.09 KB
09/12/2019 ESMA70-151-2820 Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR   , Report PDF
819.71 KB
05/12/2019 ESMA70-152-348 List of third-country CCPs recognised to offer services and activities in the Union Reference PDF
386.33 KB
05/12/2019 ESMA70-156-1606 MiFID II/MiFIR Review Report No. 1 Report PDF
1004.81 KB
05/12/2019 ESMA33-5-370 Response Form CP on GLs on Internal Controls for CRAs Reference DOCX
745.76 KB
02/12/2019 ESMA80-191-932 Guidance on registering securitisation repositories Reference PDF
147.3 KB
12/11/2019 ESMA70-148-523 List of Central Counterparties authorised to offer services and activities in the Union Reference PDF
352.96 KB
05/11/2019 esma70-156-1484 Reply Form to Consultation on Position Limits Reference DOCX
748.79 KB
17/10/2019 ESMA42-111-4895 EMIR data quality peer review , Report PDF
862.01 KB
07/10/2019 ESMA70-151-2766 Designated Authorities to notify opening of insolvency proceedings Reference PDF
303.92 KB
07/10/2019 ESMA70-151-2767 Designated Payment and Securities Settlement Systems Reference PDF
489.91 KB
04/10/2019 ESMA70-156-1759 Response Form- Alignment of MiFIR with the changes introduced by EMIR Refit , Reference DOCX
748.22 KB
04/10/2019 ESMA70-151-2758 Response Form- CP FRANDT Reference DOCX
747.41 KB
03/10/2019 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
194.6 KB
22/07/2019 ESMA70-151-1952 2018 CCP Peer Review Report Report PDF
694.38 KB

Pages