ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Investor Protection X MiFID - Secondary Markets X Board of Supervisors X Short Selling X Reference X Technical Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/12/2019 | Market makers - XLS | Market makers and authorised primary dealers who are using the exemption under the SSR- XLS | Short Selling | Reference | XLSX 44.28 KB |
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| 05/12/2019 | Market makers - pdf | Market makers and authorised primary dealers who are using the exemption under the SSR- PDF | Short Selling | Reference | PDF 515.94 KB |
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| 05/11/2019 | esma70-156-1484 | Reply Form to Consultation on Position Limits | MiFID - Secondary Markets | Reference | DOCX 748.79 KB |
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| 04/10/2019 | ESMA70-156-1759 | Response Form- Alignment of MiFIR with the changes introduced by EMIR Refit | MiFID - Secondary Markets, Post Trading | Reference | DOCX 748.22 KB |
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| 03/10/2019 | ESMA70-156-300 | Public Register for the Trading Obligation for derivatives under MiFIR | MiFID - Secondary Markets | Reference | PDF 194.6 KB |
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| 01/10/2019 | ESMA20-95-1132 | 2020 Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 543.97 KB |
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| 20/08/2019 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 368.66 KB |
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| 12/07/2019 | ESMA70-156-1471 | Response Form- CP review report_cost of market data and consolidated tape equity | MiFID - Secondary Markets | Reference | DOCX 757 KB |
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| 04/06/2019 | ESMA35-30-658 | ESMA35-30-658 IPISC CWG CALL FOR INTEREST | MiFID - Investor Protection | Reference | PDF 162.62 KB |
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| 24/05/2019 | ESMA | Reply_form_CP_CRR_ITS | MiFID - Secondary Markets | Reference | DOCX 774.81 KB |
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| 24/05/2019 | ESMA70-156-1101 | Reply Form Position Limits | MiFID - Secondary Markets | Reference | DOCX 751.26 KB |
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| 24/05/2019 | ESMA70-156-1101 | Reply Form Position Limits | MiFID - Secondary Markets | Reference | DOCX 751.26 KB |
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| 24/05/2019 | ESMA70-156-1101 | Call for evidence Position limits | MiFID - Secondary Markets | Reference | PDF 314.72 KB |
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| 30/04/2019 | ESMA35-43-1912 | CFD Renewal 3- Notice | MiFID - Investor Protection | Reference | PDF 183.2 KB |
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| 05/04/2019 | ESMA22-106-1736 | SMSG Application Form 2019 | Board of Supervisors, Securities and Markets Stakeholder Group | Reference | DOCX 37.21 KB |
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| 05/04/2019 | ESMA22-106-1733 | Call for expression of interest- consumers, employee reps, SMEs April 2019 | Board of Supervisors, Securities and Markets Stakeholder Group | Reference | PDF 183.71 KB |
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| 04/04/2019 | ESMA35-36-1640 | MiFID II Supervisory Briefing on Appropriateness | MiFID - Investor Protection | Reference | PDF 326.68 KB |
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| 27/03/2019 | ESMA35-43-1862 | BO Renewal Decision 3 Notice | MiFID - Investor Protection | Reference | PDF 83.42 KB |
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| 22/03/2019 | esma35-36-1590 | Presentation on CPs MIFID-UCITS-AIFMD | Fund Management, MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 187.17 KB |
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| 14/03/2019 | ESMA63-43-1131 | ESMA Budget Amendment n.1 for 2018 | Board of Supervisors, Management Board, Planning reporting budget | Reference | PDF 292.13 KB |