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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
08/12/2006 06-627 2007 Work Programme for the Committee of European Securities Regulators Reference PDF
78.79 KB
01/12/2015 JC/2015/079 2015 list of identified Financial Conglomerates , Reference PDF
146.29 KB
28/09/2015 2015/1469 2015-1469- Investment Firms briefing , Reference PDF
314.38 KB
28/09/2015 2015/1470 2015-1470- Non-financials briefing , Reference PDF
307.12 KB
09/02/2016 2016/272AF 2016_mdsc_cwg_application_form Reference DOCX
40.48 KB
28/02/2008 3L3 27/02/08 3L3 Chairs’ Joint Letter to EU Institutions submitting Draft Work Programmes Letter PDF
69.29 KB
06/02/2006 06-061 3L3 Work programme 2006 Reference PDF
32.01 KB
03/11/2009 09-1008 3L3 Work Programme 2010 Reference PDF
33.89 KB
08/01/2007 06-707 3L3 work programme for 2007 Reference PDF
104.35 KB
The 3L3 work programme for 2007 was developed in accordance with the Joint Protocol of 24 November 2005. In the work programme some issues are referred to as
24/08/2007 ABI-CRA ABI response Reference PDF
81.59 KB
31/05/2010 AMP Italy Accepted Market Practics: Liquidity Enhancement Agreements and Purchase of own shares to set up a shares warehouse position (Italy) Reference PDF
151.52 KB
08/10/2010 10-1264c ACTE D’ENGAGEMENT- PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR A PARIS CLOSED Procedure PDF
134.85 KB
18/02/2015 2015/319 Addendum Consultation Paper- MiFID II/MiFIR Consultation Paper PDF
2.78 MB
The European Securities and Markets Authority (ESMA) has published today a consultation paper (CP) which complements the transparency section of the CP on MiFID II/MiFIR published on 19 December 2014. This CP covers the following non-equity asset classes: foreign exchange derivatives; credit derivatives; other derivatives; and contracts for difference (CFDs). For each asset class two sections are provided: the first presents the analysis on the definition of a liquid market and the second includes the calculations on the pre-trade and post-trade transparency large in scale (LIS) and size specific to the instrument (SSTI) thresholds. The last section of the CP completes draft RTS 9 (Transparency requirements in respect of bonds, structured finance products, emission allowances and derivatives) published in Annex B of the CP on MiFID II/MiFIR on 19 December 2014, where rules and tables were included for bonds, structured finance products, emission allowances and derivatives not covered in this more recent analysis. This CP should be read in conjunction with ESMA’s CP on MiFID II/MiFIR and the related Annex B published on 19 December 2014. This consultation runs until 20 March 2015. ESMA will use the input received to finalise its draft RTS which will be sent for endorsement to the European Commission in mid-2015. MiFID II/ MiFIR and its implementing measures will be applicable from 3 January 2017.
19/12/2002 02-286 Addendum to the Consultation Paper (Ref. CESR/02-185b) on CESR's advice on possible Level 2 Implementing Measures for the Proposed Prospectus Directive Consultation Paper PDF
292.63 KB
CESR publishes today an addendum to the consultation paper released in October 2002 (Ref. CESR/02-185b) on possible detailed technical measures needed to implement the proposed directive on Prospectus to be published when securities are offered to the public or admitted to trading. This addendum is a complementary paper to the consultation paper on some outstanding disclosure requirements which are relevant in the context of the measures that are being developed on the basis of a provisional mandate given to CESR by the European Commmission on 18 March 2002 (published on 27 march 2002).
23/03/2005 Addendum Addendum to the Formal Request for Technical Advice on Possible Implementing Measures for the Markets in Financial Instruments Directive Consultation Paper PDF
307.55 KB
01/12/2004 Addendum 2004/39/EC Addendum to the formal request for technical advice on possible implementing measures on the Directive on Markets in Financial Instruments (Directive 2004/39/EC. Consultation Paper PDF
114.41 KB
06/05/2003 03-128 Additional Draft Technical Advice on Level 2 Implementing measures for the proposed Prospectus Directive Consultation Paper PDF
325.47 KB
On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR
26/03/2018 ESMA35-43-1000 Additional information on the agreed product intervention measures relating to contracts for differences and binary options Reference PDF
202.01 KB
27/05/2003 03-066b Annexes Additional Public Hearing on possible implementing measures of the Prospectus Directive: Draft Annexes on the Technical Advice Consultation Paper PDF
270.69 KB
Draft Annexes A, B, C, D, E, F, G and H of the Technical Advice (Ref. CESR/03-066b).
25/04/2003 03-066b Additional Public Hearing on possible implementing measures of the Prospectus Directive: Draft Annexes on the Technical Advice Consultation Paper PDF
200 KB
On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR

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