ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/12/2019 | ESMA33-5-370 | Response Form CP on GLs on Internal Controls for CRAs | Credit Rating Agencies | Reference | DOCX 745.76 KB |
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| 02/12/2019 | ESMA80-191-932 | Guidance on registering securitisation repositories | Credit Rating Agencies | Reference | PDF 147.3 KB |
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| 05/11/2019 | esma70-156-1484 | Reply Form to Consultation on Position Limits | MiFID - Secondary Markets | Reference | DOCX 748.79 KB |
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| 04/10/2019 | ESMA70-156-1759 | Response Form- Alignment of MiFIR with the changes introduced by EMIR Refit | MiFID - Secondary Markets, Post Trading | Reference | DOCX 748.22 KB |
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| 03/10/2019 | ESMA70-156-300 | Public Register for the Trading Obligation for derivatives under MiFIR | MiFID - Secondary Markets | Reference | PDF 194.6 KB |
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| 24/09/2019 | ESMA70-156-1616 | Response to O. Guersent on the postponement first RTS 2 annual report | MiFID - Secondary Markets | Letter | PDF 84.53 KB |
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| 20/08/2019 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 368.66 KB |
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| 12/07/2019 | ESMA70-156-1471 | Response Form- CP review report_cost of market data and consolidated tape equity | MiFID - Secondary Markets | Reference | DOCX 757 KB |
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| 11/07/2019 | ESMA41-137-1148 | Svenska Handelsbanken AB- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 100.13 KB |
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| 11/07/2019 | ESMA41-137-1146 | SEB- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 99.83 KB |
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| 11/07/2019 | ESMA41-137-1149 | Nordea- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 99.88 KB |
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| 11/07/2019 | ESMA41-137-1151 | Swedbank- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 100.89 KB |
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| 26/06/2019 | ESMA70-156-1432 | Letter Chair to O Guersent- Postponement of the first RTS 2 annual report | MiFID - Secondary Markets | Letter | PDF 35.78 KB |
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| 04/06/2019 | ESMA35-30-658 | ESMA35-30-658 IPISC CWG CALL FOR INTEREST | MiFID - Investor Protection | Reference | PDF 162.62 KB |
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| 24/05/2019 | ESMA | Reply_form_CP_CRR_ITS | MiFID - Secondary Markets | Reference | DOCX 774.81 KB |
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| 24/05/2019 | ESMA70-156-1101 | Reply Form Position Limits | MiFID - Secondary Markets | Reference | DOCX 751.26 KB |
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| 24/05/2019 | ESMA70-156-1101 | Reply Form Position Limits | MiFID - Secondary Markets | Reference | DOCX 751.26 KB |
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| 24/05/2019 | ESMA70-156-1101 | Call for evidence Position limits | MiFID - Secondary Markets | Reference | PDF 314.72 KB |
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| 30/04/2019 | ESMA35-43-1912 | CFD Renewal 3- Notice | MiFID - Investor Protection | Reference | PDF 183.2 KB |
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| 04/04/2019 | ESMA35-36-1640 | MiFID II Supervisory Briefing on Appropriateness | MiFID - Investor Protection | Reference | PDF 326.68 KB |